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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
1051
Marriott International
MAR
$99.1B
– –
-25
Closed -$1K
MAT icon
1052
Mattel
MAT
$4.4B
– –
-480
Closed -$14K
MFIC icon
1053
MidCap Financial Investment
MFIC
$786M
– –
-1,300
Closed -$31K
MT icon
1054
ArcelorMittal
MT
$53B
– –
-241
Closed -$7K
MTDR icon
1055
Matador Resources
MTDR
$6.14B
– –
-6,250
Closed -$161K
MVIS icon
1056
Microvision
MVIS
$91.3M
$0 ﹤0.01%
35
– –
NAVI icon
1057
Navient
NAVI
$789M
– –
-162
Closed -$2K
NEM icon
1058
Newmont
NEM
$99.1B
$0 ﹤0.01%
43
– –
PNQI icon
1059
Invesco NASDAQ Internet ETF
PNQI
$527M
– –
-31,635
Closed -$432K
PNR icon
1060
Pentair
PNR
$10.4B
– –
-298
Closed -$13K
PRN icon
1061
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$420M
$0 ﹤0.01%
19
– –
PSLV icon
1062
Sprott Physical Silver Trust
PSLV
$11.9B
– –
-390
Closed -$2K
BCIC
1063
BCP Investment Corp
BCIC
$88.7M
– –
-450
Closed -$37K
PUI icon
1064
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.8M
$0 ﹤0.01%
42
– –
PXE icon
1065
Invesco Energy Exploration & Production ETF
PXE
$88.2M
– –
-2,959
Closed -$98K
PXI icon
1066
Invesco Dorsey Wright Energy Momentum ETF
PXI
$60.2M
– –
-925
Closed -$53K
QAI icon
1067
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
– –
-417
Closed -$12K
REX icon
1068
REX American Resources
REX
$1.42B
– –
-1,200
Closed -$14K
RNST icon
1069
Renasant Corp
RNST
$3.97B
– –
-1,000
Closed -$27K
RPG icon
1070
Invesco S&P 500 Pure Growth ETF
RPG
$2.02B
– –
-25,905
Closed -$399K
RSG icon
1071
Republic Services
RSG
$64.6B
– –
-200
Closed -$7K
RVT icon
1072
Royce Value Trust
RVT
$2.21B
– –
-1,300
Closed -$18K
RY icon
1073
Royal Bank of Canada
RY
$293B
$0 ﹤0.01%
9
– –
SBRA icon
1074
Sabra Healthcare REIT
SBRA
$5.36B
– –
-400
Closed -$9K
SBSW icon
1075
Sibanye-Stillwater
SBSW
$6.26B
$0 ﹤0.01%
53
– –
41 42
43
44 45

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.