BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.47%
This Quarter Est. Return
1 Year Est. Return
+3.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,200
New
Increased
Reduced
Closed

Top Buys

1
+$1.31M
2
+$1.2M
3
+$1.03M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$977K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$853K

Top Sells

1
+$1.56M
2
+$1.31M
3
+$1.13M
4
DAL icon
Delta Air Lines
DAL
+$1.04M
5
LNC icon
Lincoln National
LNC
+$955K

Sector Composition

1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1051
$0 ﹤0.01%
180
-3,000
1052
– –
-20
1053
– –
-309
1054
$0 ﹤0.01%
300
1055
– –
-1,000
1056
– –
-4,000
1057
$0 ﹤0.01%
1
1058
$0 ﹤0.01%
2
1059
– –
-600
1060
– –
-450
1061
$0 ﹤0.01%
42
1062
– –
-925
1063
– –
-417
1064
– –
-1,000
1065
– –
-25,905
1066
– –
-200
1067
– –
-1,300
1068
$0 ﹤0.01%
9
1069
– –
-400
1070
– –
-540
1071
$0 ﹤0.01%
2,000
1072
– –
-1,200
1073
$0 ﹤0.01%
14
-975
1074
– –
-24
1075
– –
-396
41 42
43
44 45