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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWAS icon
1026
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$429M
$1K ﹤0.01%
55
– –
EPP icon
1027
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
$1K ﹤0.01%
27
– –
ESEA icon
1028
Euroseas
ESEA
$557M
$1K ﹤0.01%
15
– –
EUO icon
1029
ProShares UltraShort Euro
EUO
$34.7M
$1K ﹤0.01%
100
-100
-50% -$1.82K
FHI icon
1030
Federated Hermes
FHI
$4.55B
$1K ﹤0.01%
49
– –
GRPN icon
1031
Groupon
GRPN
$1.05B
$1K ﹤0.01%
10
-60
-86% -$7.81K
LCUT icon
1032
Lifetime Brands
LCUT
$191M
$1K ﹤0.01%
100
– –
MAR icon
1033
Marriott International
MAR
$98.3B
$1K ﹤0.01%
25
– –
MATX icon
1034
Matsons
MATX
$6.13B
$1K ﹤0.01%
43
– –
MRSH
1035
Marsh
MRSH
$90.5B
$1K ﹤0.01%
35
– –
SID icon
1036
Companhia Siderúrgica Nacional
SID
$1.31B
$1K ﹤0.01%
425
– –
SONY icon
1037
Sony
SONY
$137B
$1K ﹤0.01%
500
– –
TRV icon
1038
Travelers Companies
TRV
$78.1B
$1K ﹤0.01%
18
– –
TSCO icon
1039
Tractor Supply
TSCO
$16.1B
$1K ﹤0.01%
100
– –
UNM icon
1040
Unum
UNM
$13.6B
$1K ﹤0.01%
52
– –
VAW icon
1041
Vanguard Materials ETF
VAW
$2.95B
$1K ﹤0.01%
15
– –
XOP icon
1042
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.65B
$1K ﹤0.01%
5
– –
EQC
1043
DELISTED
Equity Commonwealth
EQC
$1K ﹤0.01%
54
– –
NDP
1044
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1K ﹤0.01%
+9
New +$1.94K
MRTX
1045
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1K ﹤0.01%
82
– –
AUY
1046
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
250
– –
ARNA
1047
DELISTED
Arena Pharmaceuticals Inc
ARNA
$1K ﹤0.01%
40
– –
MNK
1048
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1K ﹤0.01%
17
– –
PIR
1049
DELISTED
Pier 1 Imports, Inc.
PIR
$1K ﹤0.01%
7
– –
LPT
1050
DELISTED
Liberty Property Trust
LPT
$1K ﹤0.01%
51
+1
+2% +$36
40 41
42
43 44

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.