B. Riley Wealth Management’s TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP Stock Holding History

B. Riley Wealth Management’s Portfolio NDP Stock Details NDP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-9	Closed	-$1K	–	785
2015 Q2	$1K	Hold	9	–	–	﹤0.01%	988
2015 Q1	$1K	Hold	9	–	–	﹤0.01%	1001
2014 Q4	$1K	Hold	9	–	–	﹤0.01%	992
2014 Q3	$1K	Buy	+9	New	+$1.94K	﹤0.01%	1047

Other funds holding NDP

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

CIC

Canal Insurance Company Greenville, South Carolina $456M AUM 40.11% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

RCAG

Rehmann Capital Advisory Group Lansing, Michigan $1.92B AUM 16.97% 1-Year Est. Return

B. Riley Wealth Management's NDP Position: Q3 2015 in Review

B. Riley Wealth Management sold out of TORTOISE ENERGY INDEPENDENCE FUND, INC. (NDP) in Q3 2015, closing a stake of 9 shares — an estimated $1K sold.

B. Riley Wealth Management first reported a position in NDP in Q3 2014 and held it in 4 quarters. The position peaked at $1K in Q2 2015. 31 funds tracked by Wall St. Rank hold NDP as of Q3 2015.

B. Riley Wealth Management reported no remaining TORTOISE ENERGY INDEPENDENCE FUND, INC. position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 9 TORTOISE ENERGY INDEPENDENCE FUND, INC. shares in Q3 2015, an estimated $1K.
B. Riley Wealth Management first reported a position in TORTOISE ENERGY INDEPENDENCE FUND, INC. in Q3 2014 and held it in 4 quarters.
B. Riley Wealth Management's TORTOISE ENERGY INDEPENDENCE FUND, INC. position peaked at $1K in Q2 2015.
31 funds tracked by Wall St. Rank held TORTOISE ENERGY INDEPENDENCE FUND, INC. as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.