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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.26%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
–
Cap. Flow
+$134M
Cap. Flow %
98.79%
Top 10 Hldgs %
16.08%
Holding
1,091
New
1,087
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$2.81M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$2.79M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.65M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$2.19M
5
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$2.18M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 11.11%
2 Industrials 7.44%
3 Technology 7.21%
4 Healthcare 6.97%
5 Financials 6.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRPN icon
1001
Groupon
GRPN
$1.05B
$2K ﹤0.01%
+10
New +$1.94K
IDU icon
1002
iShares US Utilities ETF
IDU
$1.35B
$2K ﹤0.01%
+36
New +$1.79K
IYE icon
1003
iShares US Energy ETF
IYE
$1.74B
$2K ﹤0.01%
+43
New +$2.11K
LCUT icon
1004
Lifetime Brands
LCUT
$191M
$2K ﹤0.01%
+100
New +$1.63K
LOPE icon
1005
Grand Canyon Education
LOPE
$3.79B
$2K ﹤0.01%
+50
New +$2.32K
MRSH
1006
Marsh
MRSH
$90.5B
$2K ﹤0.01%
+35
New +$1.68K
RCL icon
1007
Royal Caribbean
RCL
$85.1B
$2K ﹤0.01%
+35
New +$1.77K
SIRI icon
1008
SiriusXM
SIRI
$9.98B
$2K ﹤0.01%
+70
New +$2.48K
SNY icon
1009
Sanofi
SNY
$103B
$2K ﹤0.01%
+33
New +$1.67K
SONY icon
1010
Sony
SONY
$137B
$2K ﹤0.01%
+500
New +$1.73K
SRPT icon
1011
Sarepta Therapeutics
SRPT
$1.57B
$2K ﹤0.01%
+100
New +$2.55K
TRV icon
1012
Travelers Companies
TRV
$78.1B
$2K ﹤0.01%
+18
New +$1.51K
UGL icon
1013
ProShares Ultra Gold
UGL
$650M
$2K ﹤0.01%
+200
New +$2.37K
UNM icon
1014
Unum
UNM
$13.6B
$2K ﹤0.01%
+52
New +$1.77K
VAW icon
1015
Vanguard Materials ETF
VAW
$2.95B
$2K ﹤0.01%
+15
New +$1.54K
VDE icon
1016
Vanguard Energy ETF
VDE
$10.1B
$2K ﹤0.01%
+19
New +$2.34K
VPU
1017
Vanguard Utilities ETF
VPU
$8.46B
$2K ﹤0.01%
+22
New +$1.9K
VTR icon
1018
Ventas
VTR
$48B
$2K ﹤0.01%
+29
New +$2.02K
WELL icon
1019
Welltower
WELL
$169B
$2K ﹤0.01%
+31
New +$1.77K
XIN
1020
DELISTED
Xinyuan Real Estate
XIN
$2K ﹤0.01%
+30
New +$1.45K
MRTX
1021
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$2K ﹤0.01%
+82
New +$1.7K
AUY
1022
DELISTED
Yamana Gold, Inc.
AUY
$2K ﹤0.01%
+250
New +$2.42K
WPX
1023
DELISTED
WPX Energy, Inc.
WPX
$2K ﹤0.01%
+99
New +$1.83K
LPT
1024
DELISTED
Liberty Property Trust
LPT
$2K ﹤0.01%
+49
New +$1.77K
ICON
1025
DELISTED
Iconix Brand Group, Inc.
ICON
$2K ﹤0.01%
+5
New +$1.95K
39 40
41
42 43

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EL
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PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q1 2014 Portfolio in Review

Q1 2014 is the first quarter with a 13F filing on record for B. Riley Wealth Management, which disclosed 1,091 positions worth $135M. Its ten largest holdings account for 16% of the portfolio.

Its largest position is First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, followed by Industrials and Technology.

  • B. Riley Wealth Management's largest Q1 2014 buy was First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $135M portfolio in Q1 2014.
  • B. Riley Wealth Management disclosed 1,091 positions in Q1 2014, its first 13F filing on record.

Based on B. Riley Wealth Management's 13F filing for Q1 2014, filed 12 Jun 2014.