BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
This Quarter Return
-7.42%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$70.5M
AUM Growth
+$70.5M
Cap. Flow
-$48.1M
Cap. Flow %
-68.19%
Top 10 Hldgs %
25.26%
Holding
1,062
New
7
Increased
49
Reduced
78
Closed
912

Top Buys

1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$939K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$865K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$759K
4
VOX icon
Vanguard Communication Services ETF
VOX
$730K
5
SHOP icon
Shopify
SHOP
$721K

Top Sells

1
SH icon
ProShares Short S&P500
SH
$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$1.52M
4
AAPL icon
Apple
AAPL
$940K
5
SBUX icon
Starbucks
SBUX
$753K

Sector Composition

1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WM icon
976
Waste Management
WM
$90.4B
– –
-1,589
Closed -$73K
XSD icon
977
SPDR S&P Semiconductor ETF
XSD
$1.39B
– –
-350
Closed -$30K
ALXN
978
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-25
Closed -$4K
CATM
979
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-600
Closed -$22K
GLOG
980
DELISTED
GASLOG LTD
GLOG
– –
-1,000
Closed -$19K
GWPH
981
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-1,115
Closed -$136K
OCSI
982
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-19,900
Closed -$183K
STAG icon
983
STAG Industrial
STAG
$6.81B
– –
-3,765
Closed -$75K
STE icon
984
Steris
STE
$23.9B
– –
-200
Closed -$12K
STKL
985
SunOpta
STKL
$741M
– –
-4,400
Closed -$47K
STWD icon
986
Starwood Property Trust
STWD
$7.44B
– –
-350
Closed -$7K
SU icon
987
Suncor Energy
SU
$49.3B
– –
-500
Closed -$13K
SUI icon
988
Sun Communities
SUI
$15.7B
– –
-350
Closed -$21K
SVC
989
Service Properties Trust
SVC
$456M
– –
-232
Closed -$6K
SVM
990
Silvercorp Metals
SVM
$1.12B
– –
-500
Closed –
TEI
991
Templeton Emerging Markets Income Fund
TEI
$290M
– –
-300
Closed -$3K
TEL icon
992
TE Connectivity
TEL
$60.9B
– –
-96
Closed -$6K
TER icon
993
Teradyne
TER
$19B
– –
-500
Closed -$9K
MNA icon
994
IQ ARB Merger Arbitrage ETF
MNA
$256M
– –
-907
Closed -$26K
MNKD icon
995
MannKind Corp
MNKD
$1.69B
– –
-1,685
Closed -$9K
MOH icon
996
Molina Healthcare
MOH
$9.6B
– –
-714
Closed -$50K
GWW icon
997
W.W. Grainger
GWW
$48.7B
– –
-20
Closed -$4K
HAL icon
998
Halliburton
HAL
$18.4B
– –
-2,040
Closed -$87K
HAS icon
999
Hasbro
HAS
$11.1B
– –
-541
Closed -$40K
HBAN icon
1000
Huntington Bancshares
HBAN
$25.7B
– –
-1,000
Closed -$11K
38 39
40
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