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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.26%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
–
Cap. Flow
+$134M
Cap. Flow %
98.79%
Top 10 Hldgs %
16.08%
Holding
1,091
New
1,087
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$2.81M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$2.79M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.65M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$2.19M
5
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$2.18M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 11.11%
2 Industrials 7.44%
3 Technology 7.21%
4 Healthcare 6.97%
5 Financials 6.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
76
Johnson & Johnson
JNJ
$623B
$422K 0.31%
+4,294
New +$398K
VTI icon
77
Vanguard Morningstar Total Stock Market ETF
VTI
$657B
$422K 0.31%
+4,326
New +$414K
PAGP icon
78
Plains GP Holdings
PAGP
$5.18B
$421K 0.31%
+5,652
New +$407K
DD
79
DELISTED
Du Pont De Nemours E I
DD
$420K 0.31%
+6,593
New +$403K
BEAV
80
DELISTED
B/E Aerospace Inc
BEAV
$420K 0.31%
+6,680
New +$404K
RSP icon
81
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$419K 0.31%
+5,746
New +$410K
BBEP
82
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$415K 0.31%
+20,800
New +$423K
NMM icon
83
Navios Maritime Partners
NMM
$2.29B
$410K 0.3%
+1,402
New +$384K
UNP icon
84
Union Pacific
UNP
$174B
$407K 0.3%
+4,334
New +$385K
IJR icon
85
iShares Core S&P Small-Cap ETF
IJR
$109B
$402K 0.3%
+7,298
New +$395K
BP icon
86
BP
BP
$115B
$397K 0.29%
+10,081
New +$398K
CAT icon
87
Caterpillar
CAT
$375B
$397K 0.29%
+3,998
New +$377K
AMZN icon
88
Amazon
AMZN
$2.91T
$392K 0.29%
+23,300
New +$432K
PSEC icon
89
Prospect Capital
PSEC
$1.07B
$391K 0.29%
+36,195
New +$400K
MCD icon
90
McDonald's
MCD
$191B
$384K 0.28%
+3,920
New +$375K
DAL icon
91
Delta Air Lines
DAL
$57.8B
$369K 0.27%
+10,659
New +$343K
DVY icon
92
iShares Select Dividend ETF
DVY
$23.5B
$365K 0.27%
+4,982
New +$353K
VWO icon
93
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$362K 0.27%
+8,933
New +$346K
MAN icon
94
ManpowerGroup
MAN
$2.41B
$361K 0.27%
+4,577
New +$362K
ITW icon
95
Illinois Tool Works
ITW
$82.3B
$357K 0.26%
+4,388
New +$355K
APA icon
96
APA Corp
APA
$13B
$356K 0.26%
+4,296
New +$352K
IWB icon
97
iShares Russell 1000 ETF
IWB
$48B
$356K 0.26%
+3,400
New +$350K
BBG
98
DELISTED
Bill Barrett Corp
BBG
$355K 0.26%
+13,850
New +$355K
HRL icon
99
Hormel Foods
HRL
$13.9B
$353K 0.26%
+14,342
New +$330K
OEF icon
100
iShares S&P 100 ETF
OEF
$20B
$352K 0.26%
+4,246
New +$345K
2 3
4
5 6

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
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CRCM
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B. Riley Wealth Management's Q1 2014 Portfolio in Review

Q1 2014 is the first quarter with a 13F filing on record for B. Riley Wealth Management, which disclosed 1,091 positions worth $135M. Its ten largest holdings account for 16% of the portfolio.

Its largest position is First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, followed by Industrials and Technology.

  • B. Riley Wealth Management's largest Q1 2014 buy was First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $135M portfolio in Q1 2014.
  • B. Riley Wealth Management disclosed 1,091 positions in Q1 2014, its first 13F filing on record.

Based on B. Riley Wealth Management's 13F filing for Q1 2014, filed 12 Jun 2014.