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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKE icon
951
Buckle
BKE
$2.27B
$4K ﹤0.01%
100
– –
CFR icon
952
Cullen/Frost Bankers
CFR
$10.3B
$4K ﹤0.01%
61
– –
CPIX icon
953
Cumberland Pharmaceuticals
CPIX
$101M
$4K ﹤0.01%
1,000
– –
DGS icon
954
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$4K ﹤0.01%
100
– –
EOD
955
Allspring Global Dividend Opportunity Fund
EOD
$277M
$4K ﹤0.01%
500
– –
ERIE icon
956
Erie Indemnity
ERIE
$12.2B
$4K ﹤0.01%
+60
New +$4.43K
FIS icon
957
Fidelity National Information Services
FIS
$23.8B
$4K ﹤0.01%
75
– –
IGPT icon
958
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$4K ﹤0.01%
360
– –
NUE icon
959
Nucor
NUE
$58.5B
$4K ﹤0.01%
100
-1,245
-93% -$63.9K
PBA icon
960
Pembina Pipeline
PBA
$29.3B
$4K ﹤0.01%
100
– –
PMT
961
PennyMac Mortgage Investment
PMT
$812M
$4K ﹤0.01%
+200
New +$4.45K
RZG icon
962
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$143M
$4K ﹤0.01%
171
– –
SABA
963
Saba Capital Income & Opportunities Fund II
SABA
$223M
$4K ﹤0.01%
252
– –
TEI
964
Templeton Emerging Markets Income Fund
TEI
$314M
$4K ﹤0.01%
300
– –
TRP icon
965
TC Energy
TRP
$70.9B
$4K ﹤0.01%
100
– –
UI icon
966
Ubiquiti
UI
$32.3B
$4K ﹤0.01%
+100
New +$3.93K
VPL icon
967
Vanguard FTSE Pacific ETF
VPL
$8.16B
$4K ﹤0.01%
74
– –
WPRT
968
Westport Fuel Systems
WPRT
$32.7M
$4K ﹤0.01%
25
– –
WTW icon
969
Willis Towers Watson
WTW
$31.7B
$4K ﹤0.01%
38
– –
ZBH icon
970
Zimmer Biomet
ZBH
$18.4B
$4K ﹤0.01%
42
– –
APTS
971
DELISTED
Preferred Apartment Communities, Inc.
APTS
$4K ﹤0.01%
500
-500
-50% -$4.22K
HOS
972
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$4K ﹤0.01%
95
– –
STI
973
DELISTED
SunTrust Banks, Inc.
STI
$4K ﹤0.01%
+120
New +$4.67K
BEAV
974
DELISTED
B/E Aerospace Inc
BEAV
$4K ﹤0.01%
69
-6,611
-99% -$440K
HERO
975
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$4K ﹤0.01%
1,000
– –
37 38
39
40 41

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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.