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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.26%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
–
Cap. Flow
+$134M
Cap. Flow %
98.79%
Top 10 Hldgs %
16.08%
Holding
1,091
New
1,087
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$2.81M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$2.79M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.65M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$2.19M
5
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$2.18M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 11.11%
2 Industrials 7.44%
3 Technology 7.21%
4 Healthcare 6.97%
5 Financials 6.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOYY
926
JOYY Inc
JOYY
$3.71B
$4K ﹤0.01%
+50
New +$3.52K
DZSI
927
DELISTED
DZS Inc. Common Stock
DZSI
$4K ﹤0.01%
+200
New +$4.52K
INF
928
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$4K ﹤0.01%
+205
New +$4.03K
MDR
929
DELISTED
McDermott International
MDR
$4K ﹤0.01%
+167
New +$4.2K
HOS
930
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$4K ﹤0.01%
+95
New +$4.06K
SDT
931
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$4K ﹤0.01%
+600
New +$5.22K
SHLD
932
DELISTED
Sears Holding Corporation
SHLD
$4K ﹤0.01%
+101
New +$3.18K
PNRA
933
DELISTED
Panera Bread Co
PNRA
$4K ﹤0.01%
+20
New +$3.54K
SE
934
DELISTED
Spectra Energy Corp Wi
SE
$4K ﹤0.01%
+100
New +$3.63K
ARIA
935
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$4K ﹤0.01%
+500
New +$3.89K
RNF
936
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$4K ﹤0.01%
+200
New +$3.72K
IO
937
DELISTED
ION Geophysical Corporation
IO
$4K ﹤0.01%
+67
New +$3.67K
ARTC
938
DELISTED
ARTHROCARE CORP
ARTC
$4K ﹤0.01%
+80
New +$3.79K
ATVI
939
DELISTED
Activision Blizzard
ATVI
$4K ﹤0.01%
+175
New +$3.32K
WR
940
DELISTED
Westar Energy Inc
WR
$4K ﹤0.01%
+100
New +$3.37K
SGY
941
DELISTED
Stone Energy
SGY
$4K ﹤0.01%
+2
New +$3.92K
PLD
942
DELISTED
PROLOGIS
PLD
$4K ﹤0.01%
+89
New +$4K
XLFS
943
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$4K ﹤0.01%
+100
New +$4K
ADI icon
944
Analog Devices
ADI
$179B
$3K ﹤0.01%
+54
New +$2.72K
BUD icon
945
AB InBev
BUD
$170B
$3K ﹤0.01%
+25
New +$2.54K
CP icon
946
Canadian Pacific Kansas City
CP
$78.1B
$3K ﹤0.01%
+100
New +$3.04K
DBA icon
947
Invesco DB Agriculture Fund
DBA
$1.23B
$3K ﹤0.01%
+100
New +$2.62K
EBAY icon
948
eBay
EBAY
$50.6B
$3K ﹤0.01%
+119
New +$2.76K
EQR icon
949
Equity Residential
EQR
$24.9B
$3K ﹤0.01%
+54
New +$3.05K
ES icon
950
Eversource Energy
ES
$26.9B
$3K ﹤0.01%
+58
New +$2.53K
36 37
38
39 40

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2014 Portfolio in Review

Q1 2014 is the first quarter with a 13F filing on record for B. Riley Wealth Management, which disclosed 1,091 positions worth $135M. Its ten largest holdings account for 16% of the portfolio.

Its largest position is First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, followed by Industrials and Technology.

  • B. Riley Wealth Management's largest Q1 2014 buy was First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $135M portfolio in Q1 2014.
  • B. Riley Wealth Management disclosed 1,091 positions in Q1 2014, its first 13F filing on record.

Based on B. Riley Wealth Management's 13F filing for Q1 2014, filed 12 Jun 2014.