BRWM
XLFS

B. Riley Wealth Management’s POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO XLFS Stock Holding History

B. Riley Wealth Management’s Portfolio XLFS Stock Details XLFS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-100
Closed -$4K – 1239
2014
Q1 		$4K Buy
+100
New +$4K ﹤0.01% 945

Other funds holding XLFS

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CCG
Chatham Capital Group Savannah, Georgia $783M AUM 31.99% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
VF
Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
X
Xponance Philadelphia, Pennsylvania $14.1B AUM 30.11% 1-Year Est. Return
RIG
RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

B. Riley Wealth Management's XLFS Position: Q2 2014 in Review

B. Riley Wealth Management sold out of POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO (XLFS) in Q2 2014, closing a stake of 100 shares — an estimated $4K sold.

B. Riley Wealth Management first reported a position in XLFS in Q1 2014 and held it in 1 quarter. The position peaked at $4K in Q1 2014. 17 funds tracked by Wall St. Rank hold XLFS as of Q2 2014.

  • B. Riley Wealth Management reported no remaining POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO position as of Q2 2014 after selling out during the quarter.
  • B. Riley Wealth Management sold 100 POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO shares in Q2 2014, an estimated $4K.
  • B. Riley Wealth Management first reported a position in POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO in Q1 2014 and held it in 1 quarter.
  • B. Riley Wealth Management's POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO position peaked at $4K in Q1 2014.
  • 17 funds tracked by Wall St. Rank held POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO as of Q2 2014.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.