U
XLFS

UBS’s POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO XLFS Stock Holding History

UBS’s Portfolio XLFS Stock Details XLFS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$670K Buy
17,903
+94
+0.5% +$3.52K ﹤0.01% 3999
2014
Q2 		$706K Buy
17,809
+1,628
+10% +$64.5K ﹤0.01% 3884
2014
Q1 		$640K Buy
16,181
+11,144
+221% +$441K ﹤0.01% 3972
2013
Q4 		$200K Sell
5,037
-116
-2% -$4.61K ﹤0.01% 5295
2013
Q3 		$190K Buy
5,153
+1,216
+31% +$44.8K ﹤0.01% 5248
2013
Q2 		$140K Buy
+3,937
New +$140K ﹤0.01% 5491

Other funds holding XLFS

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CCG
Chatham Capital Group Savannah, Georgia $783M AUM 31.99% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
RIG
RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return
VF
Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return
PI
Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

UBS's XLFS Position: Q3 2014 in Review

UBS increased its POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO (XLFS) stake by 0.53% in Q3 2014, buying an estimated $3.52K and bringing the position to 17,903 shares worth $670K. The position accounts for ﹤0.01% of the portfolio, ranked #3999.

UBS first reported a position in XLFS in Q2 2013 and has held it in 6 quarters since. The position peaked at $706K in Q2 2014. 21 funds tracked by Wall St. Rank hold XLFS as of Q3 2014.

  • UBS held 17,903 shares of POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO worth $670K as of Q3 2014.
  • UBS bought 94 POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO shares in Q3 2014, an estimated $3.52K.
  • POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3999 holding.
  • UBS first reported a position in POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO in Q2 2013 and has held it in 6 quarters since.
  • UBS's POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO position peaked at $706K in Q2 2014.
  • 21 funds tracked by Wall St. Rank held POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.