B. Riley Wealth Advisors’s POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO XLFS Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2016
Q4
Sell
2016
Q3
$563K Sell
2016
Q2
$548K Buy
2016
Q1
$533K Buy
2015
Q4
$519K Buy
2015
Q3
$509K Buy
2015
Q2
$528K Sell
2015
Q1
$545K Buy
2014
Q4
$523 Buy
2014
Q3
$452K Sell
2014
Q2
$438K Buy
2014
Q1
$374K Buy
2013
Q4
$270K Buy
2013
Q3
$144K Buy