BRWA
XLFS

B. Riley Wealth Advisors’s POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO XLFS Stock Holding History

B. Riley Wealth Advisors’s Portfolio XLFS Stock Details XLFS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-12,489
Closed -$563K – 676
2016
Q3 		$563K Sell
12,489
-517
-4% -$23.3K 0.11% 225
2016
Q2 		$548K Buy
13,006
+1
+0% +$42 0.11% 228
2016
Q1 		$533K Buy
13,005
+300
+2% +$12.3K 0.12% 211
2015
Q4 		$519K Buy
12,705
+125
+1% +$5.11K 0.11% 239
2015
Q3 		$509K Buy
12,580
+100
+0.8% +$4.05K 0.12% 229
2015
Q2 		$528K Sell
12,480
-600
-5% -$25.4K 0.13% 197
2015
Q1 		$545K Buy
13,080
+550
+4% +$22.9K 0.13% 203
2014
Q4 		$523 Buy
12,530
+450
+4% +$19 0.01% 914
2014
Q3 		$452K Sell
12,080
-9,980
-45% -$373K 0.12% 232
2014
Q2 		$438K Buy
22,060
+12,615
+134% +$250K 0.1% 216
2014
Q1 		$374K Buy
9,445
+2,645
+39% +$105K 0.11% 208
2013
Q4 		$270K Buy
6,800
+2,900
+74% +$115K 0.09% 270
2013
Q3 		$144K Buy
+3,900
New +$144K 0.05% 438

Other funds holding XLFS

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CCG
Chatham Capital Group Savannah, Georgia $783M AUM 31.99% 1-Year Est. Return
SOMRS
State of Michigan Retirement System Lansing, Michigan $18.9B AUM 27.96% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
KCM
Karp Capital Management Sausalito, California $489M AUM 12.58% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
CCMG
Clark Capital Management Group Philadelphia, Pennsylvania $16.2B AUM 29.8% 1-Year Est. Return

B. Riley Wealth Advisors's XLFS Position: Q4 2016 in Review

B. Riley Wealth Advisors sold out of POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO (XLFS) in Q4 2016, closing a stake of 12,489 shares — an estimated $563K sold.

B. Riley Wealth Advisors first reported a position in XLFS in Q3 2013 and held it in 13 quarters. The position peaked at $563K in Q3 2016. 42 funds tracked by Wall St. Rank hold XLFS as of Q4 2016.

  • B. Riley Wealth Advisors reported no remaining POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO position as of Q4 2016 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 12,489 POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO shares in Q4 2016, an estimated $563K.
  • B. Riley Wealth Advisors first reported a position in POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO in Q3 2013 and held it in 13 quarters.
  • B. Riley Wealth Advisors's POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO position peaked at $563K in Q3 2016.
  • 42 funds tracked by Wall St. Rank held POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO as of Q4 2016.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.