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XLFS

POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS

Delisted

XLFS was delisted on the 22nd of March, 2011.

31 hedge funds and large institutions have $181M invested in POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

19% more funds holding

Funds holding: 2631 (+5)

8% more capital invested

Capital invested by funds: $168M → $181M (+$13.5M)

64% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 14

Holders
31
Holders Change
+5
Holders Change %
+19.23%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
5
Reduced
14
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$166M -$773K -17,175 -0.5%
CCG
2
Chatham Capital Group
Georgia
$2.96M -$33.8K -750 -1%
CCMG
3
Clark Capital Management Group
Pennsylvania
$2.37M +$2.37M +52,605 New
KCM
4
Karp Capital Management
California
$1.61M -$84.7K -1,882 -5%
Jane Street
5
Jane Street
New York
$1.41M +$948K +21,054 +207%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.31M -$899K -19,951 -41%
Morgan Stanley
7
Morgan Stanley
New York
$1.29M -$134K -2,965 -9%
BRWA
8
B. Riley Wealth Advisors
Florida
$563K -$23.3K -517 -4%
Bank of America
9
Bank of America
North Carolina
$530K -$76.1K -1,689 -13%
UBS Group
10
UBS Group
Switzerland
$477K +$213K +4,737 +81%
SG Americas Securities
11
SG Americas Securities
New York
$421K +$421K +9,340 New
WI
12
WrapManager Inc
California
$414K +$38.2K +848 +10%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$323K +$178K +3,957 +123%
KP
14
Keel Point
Alabama
$266K +$266K +5,899 New
M&T Bank
15
M&T Bank
New York
$249K -$360 -8 -0.1%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$239K -$155K -3,439 -39%
IA
17
IFP Advisors
Florida
$65K +$65K +1,450 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$61K +$8.43K +185 +16%
SFG
19
SevenBridge Financial Group
Pennsylvania
$54K -$9.65K -218 -15%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$29K
Creative Planning
21
Creative Planning
Kansas
$28K
AA
22
Apriem Advisors
California
$18K +$18K +400 New
NR
23
Newfound Research
Massachusetts
$12K -$9.27K -204 -44%
AG
24
Advisor Group
Arizona
$10K -$3.93K -83 -28%
TWA
25
TCI Wealth Advisors
Arizona
$9K

XLFS Hedge Fund Activity: Q3 2016 in Review

31 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO (XLFS) for Q3 2016, worth a combined $181M — up 8% from $168M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new XLFS positions and 2 closed out — a net gain of 5 holders — while 5 added to existing stakes and 14 trimmed.

The largest buyer was Clark Capital Management Group, opening a new position worth an estimated $2.37M. The largest seller was Susquehanna International Group, cutting an estimated $899K.

  • 31 institutional investors held POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO (XLFS) as of Q3 2016, up from 26 in Q2 2016.
  • Funds reported $181M of POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO stock for Q3 2016, up 8% quarter-over-quarter.
  • 7 funds opened new POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO positions in Q3 2016 and 2 closed out, a net change of +5 holders.
  • The largest POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO buyer in Q3 2016 was Clark Capital Management Group, an estimated $2.37M added.
  • The largest POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO seller in Q3 2016 was Susquehanna International Group, an estimated $899K sold.

Based on aggregated 13F filings for Q3 2016.