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XLFS

POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS

Delisted

XLFS was delisted on the 22nd of March, 2011.

33 hedge funds and large institutions have $158M invested in POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO in 2015 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

38% more funds holding

Funds holding: 2433 (+9)

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

2% more capital invested

Capital invested by funds: $155M → $158M (+$3.02M)

Holders
33
Holders Change
+9
Holders Change %
+37.5%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
9
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$143M -$1.55M -37,902 -1%
CCG
2
Chatham Capital Group
Georgia
$3.56M +$1.41M +34,685 +66%
KCM
3
Karp Capital Management
California
$1.91M +$383K +9,383 +25%
Morgan Stanley
4
Morgan Stanley
New York
$1.88M -$1.04M -25,434 -36%
Bank of America
5
Bank of America
North Carolina
$1.51M -$44.2K -1,084 -3%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.09M +$138K +3,377 +14%
Citadel Advisors
7
Citadel Advisors
Florida
$704K +$704K +17,258 New
WI
8
WrapManager Inc
California
$682K +$682K +16,732 New
Jane Street
9
Jane Street
New York
$661K +$661K +16,202 New
BRWA
10
B. Riley Wealth Advisors
Florida
$519K +$5.11K +125 +1%
Goldman Sachs
11
Goldman Sachs
New York
$412K -$122 -3 -0%
VF
12
Virtu Financial
New York
$399K -$16.3K -400 -4%
Fidelity Investments
13
Fidelity Investments
Massachusetts
$314K
LPL Financial
14
LPL Financial
California
$249K +$249K +6,202 New
UBS Group
15
UBS Group
Switzerland
$232K -$4.07K -100 -2%
X
16
Xponance
Pennsylvania
$201K +$201K +4,932 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$192K +$175K +4,284 +1,050%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$121K -$42.8K -1,051 -26%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$66K +$39.4K +964 +148%
NR
20
Newfound Research
Massachusetts
$36K +$36K +892 New
Creative Planning
21
Creative Planning
Kansas
$30K +$25K +613 +494%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$26K
TRCT
23
Tower Research Capital (TRC)
New York
$19K +$13K +322 +215%
ACM
24
Argentus Capital Management
Texas
$18K +$4.89K +119 +37%
AIG
25
American International Group
New York
$16K

XLFS Hedge Fund Activity: Q4 2015 in Review

33 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO (XLFS) for Q4 2015, worth a combined $158M — up 1.9% from $155M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new XLFS positions and 3 closed out — a net gain of 9 holders — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Chatham Capital Group, adding an estimated $1.41M. The largest seller was Wells Fargo, cutting an estimated $1.55M.

  • 33 institutional investors held POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO (XLFS) as of Q4 2015, up from 24 in Q3 2015.
  • Funds reported $158M of POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO stock for Q4 2015, up 1.9% quarter-over-quarter.
  • 12 funds opened new POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO positions in Q4 2015 and 3 closed out, a net change of +9 holders.
  • The largest POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO buyer in Q4 2015 was Chatham Capital Group, an estimated $1.41M added.
  • The largest POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO seller in Q4 2015 was Wells Fargo, an estimated $1.55M sold.

Based on aggregated 13F filings for Q4 2015.