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XLFS

POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS

Delisted

XLFS was delisted on the 22nd of March, 2011.

20 hedge funds and large institutions have $93.4M invested in POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $91.5M → $93.4M (+$1.91M)

0% more funds holding

Funds holding: 2020 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$82.5M +$2.25M +56,972 +3%
CCG
2
Chatham Capital Group
Georgia
$2.3M
Morgan Stanley
3
Morgan Stanley
New York
$2.17M +$970K +24,525 +81%
Bank of America
4
Bank of America
North Carolina
$1.65M -$589K -14,883 -26%
VF
5
Virtu Financial
New York
$879K -$474K -12,026 -35%
X
6
Xponance
Pennsylvania
$670K
U
7
UBS
Switzerland
$640K +$441K +11,144 +221%
RIG
8
RiverFront Investment Group
Virginia
$626K -$4.35K -110 -0.7%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$592K +$214K +5,427 +57%
Fidelity Investments
10
Fidelity Investments
Massachusetts
$505K
BRWA
11
B. Riley Wealth Advisors
Florida
$374K +$105K +2,645 +39%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$317K -$383K -9,687 -55%
AP
13
Advisors Preferred
Maryland
$64.1K -$8.17K -207 -11%
PAS
14
Partnervest Advisory Services
California
$29K
AIG
15
American International Group
New York
$15.7K +$15.7K +397 New
Ameriprise
16
Ameriprise
Minnesota
$10K -$28.2K -705 -74%
Brown Advisory
17
Brown Advisory
Maryland
$9K
TWA
18
TCI Wealth Advisors
Arizona
$8K
BRWM
19
B. Riley Wealth Management
Tennessee
$4K +$4K +100 New
TRCT
20
Tower Research Capital (TRC)
New York
$1K +$409 +9 +69%
CWM
21
Concert Wealth Management
California
-$253K -6,359 Closed
Citigroup
22
Citigroup
New York
-$4K -100 Closed

XLFS Hedge Fund Activity: Q1 2014 in Review

20 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO (XLFS) for Q1 2014, worth a combined $93.4M — up 2.1% from $91.5M a quarter earlier.

Fund positioning in XLFS was balanced in Q1 2014: 2 funds opened new positions, 2 closed out, 6 added to existing stakes and 6 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.25M. The largest seller was Bank of America, cutting an estimated $589K.

  • 20 institutional investors held POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO (XLFS) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $93.4M of POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO stock for Q1 2014, up 2.1% quarter-over-quarter.
  • 2 funds opened new POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO positions in Q1 2014 and 2 closed out, a net change of 0 holders.
  • The largest POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO buyer in Q1 2014 was Wells Fargo, an estimated $2.25M added.
  • The largest POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO seller in Q1 2014 was Bank of America, an estimated $589K sold.

Based on aggregated 13F filings for Q1 2014.