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XLFS

POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS

Delisted

XLFS was delisted on the 22nd of March, 2011.

21 hedge funds and large institutions have $89.3M invested in POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

24% more funds holding

Funds holding: 1721 (+4)

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

5% less capital invested

Capital invested by funds: $94.2M → $89.3M (-$4.91M)

Holders
21
Holders Change
+4
Holders Change %
+23.53%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
6
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$78.8M -$52.3K -1,397 -0.1%
Morgan Stanley
2
Morgan Stanley
New York
$2.57M +$482K +12,863 +23%
CCG
3
Chatham Capital Group
Georgia
$2.2M +$22.5K +600 +1%
Bank of America
4
Bank of America
North Carolina
$1.5M -$106K -2,838 -7%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$772K +$345K +9,186 +81%
U
6
UBS
Switzerland
$670K +$3.52K +94 +0.5%
RIG
7
RiverFront Investment Group
Virginia
$592K -$4.5K -120 -0.8%
VF
8
Virtu Financial
New York
$577K -$308K -8,211 -35%
BRWA
9
B. Riley Wealth Advisors
Florida
$452K -$373K -9,980 -45%
PI
10
Placemark Investments
Illinois
$341K +$140K +3,746 +70%
Fidelity Investments
11
Fidelity Investments
Massachusetts
$289K
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$247K +$247K +6,608 New
Citigroup
13
Citigroup
New York
$161K +$161K +4,280 New
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$16K +$16K +418 New
AIG
15
American International Group
New York
$14.9K
Fifth Third Bancorp
16
Fifth Third Bancorp
Ohio
$14K +$14K +376 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$13K +$3.4K +92 +35%
CA
18
CapWealth Advisors
Tennessee
$11K +$11K +284 New
TWA
19
TCI Wealth Advisors
Arizona
$8K
Creative Planning
20
Creative Planning
Kansas
$5K +$5K +124 New
TRCT
21
Tower Research Capital (TRC)
New York
$3K -$1.93K -49 -39%
X
22
Xponance
Pennsylvania
-$672K -16,960 Closed
PAS
23
Partnervest Advisory Services
California
-$29K -729 Closed

XLFS Hedge Fund Activity: Q3 2014 in Review

21 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO (XLFS) for Q3 2014, worth a combined $89.3M — down 5.2% from $94.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new XLFS positions and 2 closed out — a net gain of 4 holders — while 6 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $482K. The largest seller was Xponance, exiting entirely with an estimated $672K sold.

  • 21 institutional investors held POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO (XLFS) as of Q3 2014, up from 17 in Q2 2014.
  • Funds reported $89.3M of POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO stock for Q3 2014, down 5.2% quarter-over-quarter.
  • 6 funds opened new POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO positions in Q3 2014 and 2 closed out, a net change of +4 holders.
  • The largest POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO buyer in Q3 2014 was Morgan Stanley, an estimated $482K added.
  • The largest POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO seller in Q3 2014 was Xponance, an estimated $672K sold.

Based on aggregated 13F filings for Q3 2014.