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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD icon
776
AB InBev
BUD
$170B
$8K 0.01%
75
– –
CG icon
777
Carlyle Group
CG
$16.6B
$8K 0.01%
304
+1
+0.3% +$28
CHY
778
Calamos Convertible and High Income Fund
CHY
$1.01B
$8K 0.01%
625
– –
DHR icon
779
Danaher
DHR
$137B
$8K 0.01%
149
– –
INGR icon
780
Ingredion
INGR
$6.27B
$8K 0.01%
100
– –
LOW icon
781
Lowe's Companies
LOW
$117B
$8K 0.01%
118
– –
LPLA icon
782
LPL Financial
LPLA
$28.3B
$8K 0.01%
200
– –
SNY icon
783
Sanofi
SNY
$103B
$8K 0.01%
183
– –
TRN icon
784
Trinity Industries
TRN
$2.49B
$8K 0.01%
417
-555
-57% -$13.4K
UNG icon
785
United States Natural Gas Fund
UNG
$456M
$8K 0.01%
36
– –
WPM icon
786
Wheaton Precious Metals
WPM
$49.5B
$8K 0.01%
+401
New +$7.97K
X
787
DELISTED
US Steel
X
$8K 0.01%
300
-21,750
-99% -$725K
JPS
788
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$8K 0.01%
1,000
– –
HCC
789
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$8K 0.01%
151
– –
JGV
790
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$8K 0.01%
619
+25
+4% +$322
BAL
791
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
$8K 0.01%
200
– –
HK
792
DELISTED
Halcon Resources Corporation
HK
$8K 0.01%
29
– –
MHG
793
DELISTED
Marine Harvest ASA
MHG
$8K 0.01%
+600
New +$8.38K
AAP icon
794
Advance Auto Parts
AAP
$3.35B
$7K 0.01%
50
-50
-50% -$7.34K
AWP
795
abrdn Global Premier Properties Fund
AWP
$372M
$7K 0.01%
348
– –
CBRL icon
796
Cracker Barrel
CBRL
$1.26B
$7K 0.01%
+50
New +$6.01K
CME icon
797
CME Group
CME
$96.3B
$7K 0.01%
90
– –
DPG
798
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$7K 0.01%
336
+5
+2% +$108
EQNR icon
799
Equinor
EQNR
$97.7B
$7K 0.01%
431
– –
EXTR icon
800
Extreme Networks
EXTR
$3.94B
$7K 0.01%
2,000
+1,000
+100% +$3.65K
30 31
32
33 34

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.