B. Riley Wealth Management’s iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 BAL Stock Holding History

B. Riley Wealth Management’s Portfolio BAL Stock Details BAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-200	Closed	-$9K	–	1050
2015 Q2	$9K	Hold	200	–	–	0.01%	776
2015 Q1	$8K	Hold	200	–	–	0.01%	799
2014 Q4	$8K	Hold	200	–	–	0.01%	792
2014 Q3	$8K	Hold	200	–	–	0.01%	845
2014 Q2	$9K	Buy	+200	New	+$11K	0.01%	866

Other funds holding BAL

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

ACM

Argentus Capital Management Dallas, Texas $284M AUM 12.72% 1-Year Est. Return

LWA

Lowe Wealth Advisors Columbia, Maryland $274M AUM 14.31% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

B. Riley Wealth Management's BAL Position: Q3 2015 in Review

B. Riley Wealth Management sold out of iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 (BAL) in Q3 2015, closing a stake of 200 shares — an estimated $9K sold.

B. Riley Wealth Management first reported a position in BAL in Q2 2014 and held it in 5 quarters. The position peaked at $9K in Q2 2015. 12 funds tracked by Wall St. Rank hold BAL as of Q3 2015.

B. Riley Wealth Management reported no remaining iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 200 iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 shares in Q3 2015, an estimated $9K.
B. Riley Wealth Management first reported a position in iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 in Q2 2014 and held it in 5 quarters.
B. Riley Wealth Management's iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 position peaked at $9K in Q2 2015.
12 funds tracked by Wall St. Rank held iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.