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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
751
Welltower
WELL
$169B
– –
-33
Closed -$2K
WES icon
752
Western Midstream Partners
WES
$19.2B
– –
-501
Closed -$30K
WFC icon
753
Wells Fargo
WFC
$261B
– –
-3,388
Closed -$190K
WMB icon
754
Williams Companies
WMB
$87.5B
– –
-150
Closed -$8K
WM icon
755
Waste Management
WM
$90.6B
– –
-1,589
Closed -$73K
WMT icon
756
Walmart Inc
WMT
$885B
– –
-8,922
Closed -$210K
WPC icon
757
W.P. Carey
WPC
$16.8B
– –
-910
Closed -$52K
WPM icon
758
Wheaton Precious Metals
WPM
$49.5B
– –
-403
Closed -$6K
WRB icon
759
W.R. Berkley
WRB
$26.9B
– –
-5,417
Closed -$83K
WSR
760
DELISTED
Whitestone REIT
WSR
– –
-6,511
Closed -$84K
WTRG icon
761
Essential Utilities
WTRG
$11.3B
– –
-3,541
Closed -$86K
WTW icon
762
Willis Towers Watson
WTW
$31.2B
– –
-39
Closed -$4K
WYNN icon
763
Wynn Resorts
WYNN
$10.3B
– –
-85
Closed -$8K
WY icon
764
Weyerhaeuser
WY
$18B
– –
-2,714
Closed -$85K
X
765
DELISTED
US Steel
X
– –
-300
Closed -$6K
XBI icon
766
State Street SPDR S&P Biotech ETF
XBI
$9.95B
– –
-210
Closed -$17K
XEL icon
767
Xcel Energy
XEL
$48.8B
– –
-300
Closed -$9K
XES icon
768
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$374M
– –
-6
Closed -$1K
XLI icon
769
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
– –
-9,306
Closed -$503K
XLP icon
770
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
– –
-2,388
Closed -$113K
XLU icon
771
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
– –
-5,076
Closed -$105K
XNTK icon
772
State Street SPDR NYSE Technology ETF
XNTK
$2.06B
– –
-828
Closed -$41K
XOP icon
773
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.65B
– –
-5
Closed –
XRX icon
774
Xerox
XRX
$387M
– –
-109
Closed -$3K
XSD icon
775
State Street SPDR S&P Semiconductor ETF
XSD
$2.72B
– –
-700
Closed -$30K
29 30
31
32 33

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.