B. Riley Wealth Management’s State Street SPDR S&P Oil & Gas Equipment & Services ETF XES Stock Holding History

B. Riley Wealth Management’s Portfolio XES Stock Details XES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-6	Closed	-$1K	–	768
2015 Q2	$1K	Hold	6	–	–	﹤0.01%	987
2015 Q1	$1K	Hold	6	–	–	﹤0.01%	999
2014 Q4	$1K	Hold	6	–	–	﹤0.01%	991
2014 Q3	$2K	Hold	6	–	–	﹤0.01%	998
2014 Q2	$2K	Hold	6	–	–	﹤0.01%	1044
2014 Q1	$3K	Buy	+6	New	+$2.57K	﹤0.01%	975

Other funds holding XES

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FBA

Front Barnett Associates Chicago, Illinois $833M AUM 23.51% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

JGC

J. Goldman & Co New York $3.44B AUM 33.8% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Dowling & Yahnke San Diego, California $2.15B AUM 10.82% 1-Year Est. Return

B. Riley Wealth Management's XES Position: Q3 2015 in Review

B. Riley Wealth Management sold out of State Street SPDR S&P Oil & Gas Equipment & Services ETF (XES) in Q3 2015, closing a stake of 6 shares — an estimated $1K sold.

B. Riley Wealth Management first reported a position in XES in Q1 2014 and held it in 6 quarters. The position peaked at $3K in Q1 2014. 58 funds tracked by Wall St. Rank hold XES as of Q3 2015.

B. Riley Wealth Management reported no remaining State Street SPDR S&P Oil & Gas Equipment & Services ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 6 State Street SPDR S&P Oil & Gas Equipment & Services ETF shares in Q3 2015, an estimated $1K.
B. Riley Wealth Management first reported a position in State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's State Street SPDR S&P Oil & Gas Equipment & Services ETF position peaked at $3K in Q1 2014.
58 funds tracked by Wall St. Rank held State Street SPDR S&P Oil & Gas Equipment & Services ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.