B. Riley Wealth Management’s SPDR S&P Oil & Gas Equipment & Services ETF XES Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q3
Sell
-6
Closed -$1K 768
2015
Q2
$1K Hold
6
﹤0.01% 987
2015
Q1
$1K Hold
6
﹤0.01% 999
2014
Q4
$1K Hold
6
﹤0.01% 990
2014
Q3
$2K Hold
6
﹤0.01% 996
2014
Q2
$2K Hold
6
﹤0.01% 1041
2014
Q1
$3K Buy
+6
New +$3K ﹤0.01% 973