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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
751
BlackRock Corporate High Yield Fund
HYT
$1.36B
$9K 0.01%
+850
New +$9.84K
IWV icon
752
iShares Russell 3000 ETF
IWV
$19.6B
$9K 0.01%
78
– –
IYG icon
753
iShares US Financial Services ETF
IYG
$2.16B
$9K 0.01%
312
– –
KWEB icon
754
KraneShares CSI China Internet ETF
KWEB
$5.64B
$9K 0.01%
300
– –
LOCO icon
755
El Pollo Loco
LOCO
$501M
$9K 0.01%
+500
New +$15.1K
NUE icon
756
Nucor
NUE
$58.6B
$9K 0.01%
200
+100
+100% +$5.2K
RHP icon
757
Ryman Hospitality Properties
RHP
$8.43B
$9K 0.01%
+175
New +$8.72K
SNN icon
758
Smith & Nephew
SNN
$13.3B
$9K 0.01%
250
– –
TER icon
759
Teradyne
TER
$57.6B
$9K 0.01%
500
-1,040
-68% -$19.6K
VALE icon
760
Vale
VALE
$64.1B
$9K 0.01%
1,108
+39
+4% +$365
VOT icon
761
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$9K 0.01%
98
– –
NUVA
762
DELISTED
NuVasive, Inc.
NUVA
$9K 0.01%
200
– –
MIE
763
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$9K 0.01%
500
– –
HSBC.PRA
764
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$9K 0.01%
387
– –
PRCP
765
DELISTED
Perceptron Inc
PRCP
$9K 0.01%
1,000
– –
BSJH
766
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$9K 0.01%
370
– –
RICE
767
DELISTED
Rice Energy Inc.
RICE
$9K 0.01%
450
– –
BSJG
768
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$9K 0.01%
370
– –
LGF
769
DELISTED
Lions Gate Entertainment
LGF
$9K 0.01%
300
– –
RAX
770
DELISTED
Rackspace Hosting Inc
RAX
$9K 0.01%
+210
New +$8.65K
FM
771
DELISTED
iShares Frontier and Select EM ETF
FM
$9K 0.01%
300
-1,000
-77% -$34.8K
CEFL
772
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$9K 0.01%
+400
New +$10.1K
AGZ icon
773
iShares Agency Bond ETF
AGZ
$558M
$8K 0.01%
76
– –
AMX icon
774
America Movil
AMX
$76.1B
$8K 0.01%
372
– –
BBDC icon
775
Barings BDC
BBDC
$864M
$8K 0.01%
400
– –
29 30
31
32 33

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.