B. Riley Wealth Management’s iShares Frontier and Select EM ETF FM Stock Holding History

Quarter Market Value Status Shares Shares
Change %
Trade Value Portfolio Weight Portfolio Position
2015
Q1
Sell
-300
Closed -$9K 1169
2014
Q4
$9K Sell
300
-1,000
-77% -$30K 0.01% 772
2014
Q3
$49K Buy
1,300
+1,000
+333% +$37.7K 0.04% 417
2014
Q2
$10K Sell
300
-450
-60% -$15K 0.01% 837
2014
Q1
$27K Buy
+750
New +$27K 0.02% 576