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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWZ icon
726
iShares MSCI Brazil ETF
EWZ
$9.28B
$10K 0.01%
300
– –
FNX icon
727
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$10K 0.01%
200
-4,557
-96% -$234K
HBAN icon
728
Huntington Bancshares
HBAN
$34.4B
$10K 0.01%
1,000
– –
HPQ icon
729
HP
HPQ
$24.9B
$10K 0.01%
557
– –
HYG icon
730
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$10K 0.01%
112
+2
+2% +$182
MGM icon
731
MGM Resorts International
MGM
$11.4B
$10K 0.01%
500
– –
MOO icon
732
VanEck Agribusiness ETF
MOO
$972M
$10K 0.01%
200
– –
NDSN icon
733
Nordson
NDSN
$16.6B
$10K 0.01%
141
+100
+244% +$7.59K
NVO
734
Novo Nordisk
NVO
$208B
$10K 0.01%
500
– –
ORI icon
735
Old Republic International
ORI
$10.5B
$10K 0.01%
721
+9
+1% +$131
PIE icon
736
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$237M
$10K 0.01%
601
– –
VOE icon
737
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$10K 0.01%
117
+2
+2% +$175
VOX icon
738
Vanguard Communication Services ETF
VOX
$5.59B
$10K 0.01%
123
– –
SRF
739
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$10K 0.01%
271
-455
-63% -$31.4K
HAR
740
DELISTED
Harman International Industries
HAR
$10K 0.01%
100
– –
BLOX
741
DELISTED
Infoblox Inc
BLOX
$10K 0.01%
500
– –
NXZ
742
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$10K 0.01%
720
+310
+76% +$4.36K
PCL
743
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$10K 0.01%
250
+30
+14% +$1.23K
COV
744
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$10K 0.01%
100
– –
APD icon
745
Air Products & Chemicals
APD
$65.7B
$9K 0.01%
68
– –
AXDX
746
DELISTED
Accelerate Diagnostics
AXDX
$9K 0.01%
47
– –
BPT
747
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$9K 0.01%
135
+3
+2% +$239
BTZ icon
748
BlackRock Credit Allocation Income Trust
BTZ
$935M
$9K 0.01%
700
– –
EWC icon
749
iShares MSCI Canada ETF
EWC
$6.13B
$9K 0.01%
318
+4
+1% +$118
HSIC icon
750
Henry Schein
HSIC
$9.77B
$9K 0.01%
186
– –
28 29
30
31 32

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PGF
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SM
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.