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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDP
701
DELISTED
Meredith Corporation
MDP
$12K 0.01%
227
+1
+0.4% +$50
CPL
702
DELISTED
CPFL Energia S.A.
CPL
$12K 0.01%
952
– –
AREX
703
DELISTED
Approach Resources Inc.
AREX
$12K 0.01%
2,000
– –
JO
704
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$12K 0.01%
400
+300
+300% +$10.6K
NSLP
705
DELISTED
NEW SOURCE ENERGY PARTNERS L P COM UNIT REPST LTD
NSLP
$12K 0.01%
1,734
-1,485
-46% -$22.9K
RKT
706
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$12K 0.01%
200
– –
PETM
707
DELISTED
PETSMART INC
PETM
$12K 0.01%
155
– –
EFII
708
DELISTED
Electronics for Imaging
EFII
$12K 0.01%
300
– –
ACHV icon
709
Achieve Life Sciences
ACHV
$659M
$11K 0.01%
2
-1
-33% -$4.89K
BIDU icon
710
Baidu
BIDU
$37.7B
$11K 0.01%
50
-50
-50% -$11.5K
DVN icon
711
Devon Energy
DVN
$52.1B
$11K 0.01%
195
+60
+44% +$3.64K
HII icon
712
Huntington Ingalls Industries
HII
$12.9B
$11K 0.01%
100
– –
HP icon
713
Helmerich & Payne
HP
$3.45B
$11K 0.01%
173
– –
MGA icon
714
Magna International
MGA
$18.7B
$11K 0.01%
204
– –
PIZ icon
715
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$724M
$11K 0.01%
486
– –
RYN icon
716
Rayonier
RYN
$6.55B
$11K 0.01%
441
-3,272
-88% -$87.7K
SRPT icon
717
Sarepta Therapeutics
SRPT
$1.57B
$11K 0.01%
800
-100
-11% -$1.69K
USB icon
718
US Bancorp
USB
$98.2B
$11K 0.01%
265
– –
TEN
719
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$11K 0.01%
200
-300
-60% -$16.1K
ANDX
720
DELISTED
Andeavor Logistics LP
ANDX
$11K 0.01%
+200
New +$11.6K
MNR
721
DELISTED
Monmouth Real Estate Investment Corp
MNR
$11K 0.01%
1,000
– –
AIRI icon
722
Air Industries Group
AIRI
$13M
$10K 0.01%
+100
New +$10.6K
BLV icon
723
Vanguard Long-Term Bond ETF
BLV
$5.71B
$10K 0.01%
108
– –
DIG icon
724
ProShares Ultra Energy
DIG
$82.8M
$10K 0.01%
162
– –
DWX icon
725
State Street SPDR S&P International Dividend ETF
DWX
$529M
$10K 0.01%
250
– –
27 28
29
30 31

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EL
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PGF
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SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.