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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USAC icon
701
USA Compression Partners
USAC
$3.79B
$17K 0.01%
+700
New +$18.2K
VDE icon
702
Vanguard Energy ETF
VDE
$9.97B
$17K 0.01%
122
+103
+542% +$14K
VTLE
703
DELISTED
Vital Energy
VTLE
$17K 0.01%
+28
New +$15.9K
XLE icon
704
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$17K 0.01%
350
+256
+272% +$12.1K
GOV
705
DELISTED
Government Properties Income Trust
GOV
$17K 0.01%
+700
New +$17.8K
OKS
706
DELISTED
Oneok Partners LP
OKS
$17K 0.01%
300
-2,700
-90% -$150K
AVGO icon
707
Broadcom
AVGO
$1.85T
$16K 0.01%
+2,350
New +$15.8K
BH icon
708
Biglari Holdings Class B
BH
$1.25B
$16K 0.01%
+65
New +$17.5K
DUG icon
709
ProShares UltraShort Energy
DUG
$21M
$16K 0.01%
+23
New +$19.3K
DVA icon
710
DaVita
DVA
$15.3B
$16K 0.01%
228
– –
EWD icon
711
iShares MSCI Sweden ETF
EWD
$547M
$16K 0.01%
455
– –
EWL icon
712
iShares MSCI Switzerland ETF
EWL
$2.21B
$16K 0.01%
490
– –
IHE icon
713
iShares US Pharmaceuticals ETF
IHE
$1.48B
$16K 0.01%
375
– –
IYY icon
714
iShares Dow Jones US ETF
IYY
$2.93B
$16K 0.01%
340
– –
PPL
715
PPL Corp
PPL
$26.8B
$16K 0.01%
494
+3
+0.6% +$95
SFL icon
716
SFL Corp
SFL
$1.64B
$16K 0.01%
+900
New +$16.1K
WLK icon
717
Westlake Corp
WLK
$9.19B
$16K 0.01%
200
– –
XEL icon
718
Xcel Energy
XEL
$48.8B
$16K 0.01%
500
– –
ORAN
719
DELISTED
Orange
ORAN
$16K 0.01%
1,040
– –
SJI
720
DELISTED
South Jersey Industries, Inc.
SJI
$16K 0.01%
530
+250
+89% +$7.13K
CPL
721
DELISTED
CPFL Energia S.A.
CPL
$16K 0.01%
952
+317
+50% +$5.14K
MACK
722
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$16K 0.01%
+296
New +$15K
DOM
723
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
$16K 0.01%
+2,750
New +$21.3K
CYS
724
DELISTED
CYS Investments Inc.
CYS
$16K 0.01%
1,800
– –
AMAT icon
725
Applied Materials
AMAT
$398B
$15K 0.01%
700
-35
-5% -$714
27 28
29
30 31

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SM
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HIH
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.