We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHE icon
651
iShares US Pharmaceuticals ETF
IHE
$1.46B
$17K 0.01%
375
– –
LEG icon
652
Leggett & Platt
LEG
$1.34B
$17K 0.01%
500
– –
PHK
653
PIMCO High Income Fund
PHK
$867M
$17K 0.01%
+1,500
New +$19.4K
SUI icon
654
Sun Communities
SUI
$15.2B
$17K 0.01%
350
– –
TMUS icon
655
T-Mobile US
TMUS
$185B
$17K 0.01%
500
-500
-50% -$15.4K
USAC icon
656
USA Compression Partners
USAC
$3.79B
$17K 0.01%
700
– –
WERN icon
657
Werner Enterprises
WERN
$2.24B
$17K 0.01%
700
– –
WLK icon
658
Westlake Corp
WLK
$9.03B
$17K 0.01%
200
– –
PDLI
659
DELISTED
PDL BioPharma, Inc.
PDLI
$17K 0.01%
2,400
+86
+4% +$798
ADC icon
660
Agree Realty
ADC
$9.34B
$16K 0.01%
600
– –
CQP icon
661
Cheniere Energy
CQP
$31.9B
$16K 0.01%
+500
New +$16.3K
DVA icon
662
DaVita
DVA
$15.4B
$16K 0.01%
228
– –
FXU icon
663
First Trust Utilities AlphaDEX Fund
FXU
$814M
$16K 0.01%
715
-52,983
-99% -$1.22M
GOGO icon
664
Gogo Inc
GOGO
$565M
$16K 0.01%
950
– –
HP icon
665
Helmerich & Payne
HP
$3.45B
$16K 0.01%
173
– –
IMNN icon
666
Imunon
IMNN
$6.68M
$16K 0.01%
+2
New +$17.4K
IYY icon
667
iShares Dow Jones US ETF
IYY
$2.95B
$16K 0.01%
340
– –
QNST icon
668
QuinStreet
QNST
$890M
$16K 0.01%
4,000
– –
RWX icon
669
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$16K 0.01%
398
– –
SCZ icon
670
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$16K 0.01%
338
-462
-58% -$23.6K
SLVO icon
671
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.3M
$16K 0.01%
65
+15
+30% +$4.34K
TGT icon
672
Target
TGT
$65.6B
$16K 0.01%
1,000
-756
-43% -$45.8K
OKS
673
DELISTED
Oneok Partners LP
OKS
$16K 0.01%
300
– –
SALE
674
DELISTED
RetailMeNot, Inc. Series 1
SALE
$16K 0.01%
+1,000
New +$20.2K
RAS
675
DELISTED
RAIT Financial Trust
RAS
$16K 0.01%
2,200
– –
25 26
27
28 29

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.