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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLDI icon
651
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$31.3M
$21K 0.01%
+78
New +$21.6K
HUN icon
652
Huntsman Corp
HUN
$2.12B
$21K 0.01%
754
+1
+0.1% +$26
PPG icon
653
PPG Industries
PPG
$25B
$21K 0.01%
204
– –
SU icon
654
Suncor Energy
SU
$78.8B
$21K 0.01%
+500
New +$19.5K
FTR
655
DELISTED
Frontier Communications Corp.
FTR
$21K 0.01%
251
– –
TNH
656
DELISTED
Terra Nitrogen
TNH
$21K 0.01%
+150
New +$21.9K
NPF
657
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$21K 0.01%
1,604
+4
+0.3% +$54
QIHU
658
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$21K 0.01%
+230
New +$20.3K
BOND icon
659
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$20K 0.01%
184
-132
-42% -$14.3K
CL icon
660
Colgate-Palmolive
CL
$73.3B
$20K 0.01%
303
– –
DSL
661
DoubleLine Income Solutions Fund
DSL
$1.23B
$20K 0.01%
930
-465
-33% -$10.3K
HIX
662
Western Asset High Income Fund II
HIX
$350M
$20K 0.01%
2,183
– –
HP icon
663
Helmerich & Payne
HP
$3.37B
$20K 0.01%
173
– –
NCZ
664
Virtus Convertible & Income Fund II
NCZ
$290M
$20K 0.01%
500
– –
RVT icon
665
Royce Value Trust
RVT
$2.2B
$20K 0.01%
1,300
– –
KMF
666
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$20K 0.01%
500
– –
GGM
667
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$20K 0.01%
845
– –
SGYP
668
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$20K 0.01%
5,000
-1,100
-18% -$4.67K
SIAL
669
DELISTED
SIGMA - ALDRICH CORP
SIAL
$20K 0.01%
199
-253
-56% -$24.6K
EIRL icon
670
iShares MSCI Ireland ETF
EIRL
$75.9M
$19K 0.01%
+550
New +$20.7K
EIS icon
671
iShares MSCI Israel ETF
EIS
$887M
$19K 0.01%
+370
New +$19.4K
MYI icon
672
BlackRock MuniYield Quality Fund III
MYI
$714M
$19K 0.01%
1,425
+985
+224% +$13.6K
MYN icon
673
BlackRock MuniYield New York Quality Fund
MYN
$374M
$19K 0.01%
+1,493
New +$19.7K
PBJ icon
674
Invesco Food & Beverage ETF
PBJ
$110M
$19K 0.01%
710
+100
+16% +$2.72K
QQQ icon
675
Invesco QQQ Trust
QQQ
$450B
$19K 0.01%
212
– –
25 26
27
28 29

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PGF
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SM
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.