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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCC icon
626
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
$23K 0.01%
+836
New +$23.6K
IAK icon
627
iShares US Insurance ETF
IAK
$509M
$23K 0.01%
500
– –
LUMN icon
628
Lumen
LUMN
$6.76B
$23K 0.01%
648
-2,998
-82% -$108K
MT icon
629
ArcelorMittal
MT
$52.3B
$23K 0.01%
678
– –
SLYV icon
630
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$23K 0.01%
418
– –
SPXS icon
631
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$344M
$23K 0.01%
2
+1
+100% +$14.5K
UUP icon
632
Invesco DB US Dollar Index Bullish Fund
UUP
$419M
$23K 0.01%
1,095
-600
-35% -$12.8K
VCR icon
633
Vanguard Consumer Discretionary ETF
VCR
$5.98B
$23K 0.01%
215
– –
BKCC
634
DELISTED
BlackRock Capital Investment Corporation
BKCC
$23K 0.01%
2,600
– –
WMC
635
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$23K 0.01%
165
– –
SD
636
DELISTED
SANDRIDGE ENERGY, INC.
SD
$23K 0.01%
3,250
– –
AMZG
637
DELISTED
AMERICAN EAGLE ENERGY CORP NEW COM STK (NV)
AMZG
$23K 0.01%
+4,000
New +$26.3K
ADM icon
638
Archer Daniels Midland
ADM
$38.9B
$22K 0.01%
520
+3
+0.6% +$133
FLEX icon
639
Flex
FLEX
$41B
$22K 0.01%
2,654
-9,820
-79% -$74K
IIM icon
640
Invesco Value Municipal Income Trust
IIM
$590M
$22K 0.01%
1,500
– –
ILCG icon
641
iShares Morningstar Growth ETF
ILCG
$3.08B
$22K 0.01%
1,045
– –
LQD icon
642
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$22K 0.01%
191
-13
-6% -$1.54K
LVS icon
643
Las Vegas Sands
LVS
$32.3B
$22K 0.01%
300
+200
+200% +$15.2K
QNST icon
644
QuinStreet
QNST
$890M
$22K 0.01%
+4,000
New +$23.1K
DGL
645
DELISTED
Invesco DB Gold Fund
DGL
$22K 0.01%
500
– –
PDLI
646
DELISTED
PDL BioPharma, Inc.
PDLI
$22K 0.01%
2,314
+1,914
+479% +$17.1K
NTT
647
DELISTED
Nippon Telegraph & Telephone
NTT
$22K 0.01%
709
– –
AMGN icon
648
Amgen
AMGN
$209B
$21K 0.01%
182
– –
BALL icon
649
Ball Corp
BALL
$17.4B
$21K 0.01%
688
+400
+139% +$11.7K
CSX icon
650
CSX Corp
CSX
$93B
$21K 0.01%
2,136
+6
+0.3% +$58
24 25
26
27 28

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.