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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$10.7M
Cap. Flow
+$7.59M
Cap. Flow %
5.7%
Top 10 Hldgs %
13.99%
Holding
1,183
New
129
Increased
270
Reduced
250
Closed
125

Top Buys

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.01M
2
NXPI icon
NXP Semiconductors
NXPI
+$872K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$821K
4
AMGN icon
Amgen
AMGN
+$772K
5
BURL icon
Burlington
BURL
+$751K

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.19M
2
AAPL icon
Apple
AAPL
+$1.13M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$969K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$868K
5
NKE icon
Nike
NKE
+$809K

Sector Composition

Rank Sector Weight
1 Healthcare 8.21%
2 Energy 8.15%
3 Industrials 7.56%
4 Consumer Discretionary 7.53%
5 Technology 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXS icon
601
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$325M
$21K 0.02%
2
– –
THD icon
602
iShares MSCI Thailand ETF
THD
$368M
$21K 0.02%
+265
New +$21.2K
UUP icon
603
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$21K 0.02%
848
-420
-33% -$10.6K
PACW
604
DELISTED
PacWest Bancorp
PACW
$21K 0.02%
450
– –
ALXN
605
DELISTED
Alexion Pharmaceuticals
ALXN
$21K 0.02%
125
– –
SDRL
606
DELISTED
Seadrill Limited Common Stock
SDRL
$21K 0.02%
9
-2
-18% -$5.81K
INDA icon
607
iShares MSCI India ETF
INDA
$6.61B
$20K 0.02%
+653
New +$21K
IYZ icon
608
iShares US Telecommunications ETF
IYZ
$1.21B
$20K 0.02%
+674
New +$20.3K
LKQ icon
609
LKQ Corp
LKQ
$5.91B
$20K 0.02%
+800
New +$20.7K
OKE icon
610
Oneok
OKE
$55.6B
$20K 0.02%
429
-102
-19% -$4.66K
SUN icon
611
Sunoco
SUN
$14.6B
$20K 0.02%
+400
New +$20.2K
WCC
612
WESCO International
WCC
$17.6B
$20K 0.02%
300
– –
PF
613
DELISTED
Pinnacle Foods, Inc.
PF
$20K 0.02%
+500
New +$18.5K
COVS
614
DELISTED
Covisint Corporation
COVS
$20K 0.02%
+10,000
New +$23.3K
HTS
615
DELISTED
HATTERAS FINANCIAL CORP
HTS
$20K 0.02%
1,111
-500
-31% -$9.11K
QIHU
616
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$20K 0.02%
400
+100
+33% +$5.42K
ADC icon
617
Agree Realty
ADC
$9.57B
$19K 0.01%
600
– –
EFOR
618
Everforth Inc
EFOR
$1.22B
$19K 0.01%
500
-400
-44% -$14.6K
EPHE icon
619
iShares MSCI Philippines ETF
EPHE
$146M
$19K 0.01%
473
-25
-5% -$1.02K
MCHI icon
620
iShares MSCI China ETF
MCHI
$6.31B
$19K 0.01%
+363
New +$18.8K
MKC icon
621
McCormick & Company Non-Voting
MKC
$13.9B
$19K 0.01%
500
– –
OXSQ icon
622
Oxford Square Capital
OXSQ
$160M
$19K 0.01%
2,800
– –
PFF icon
623
iShares Preferred and Income Securities ETF
PFF
$13.3B
$19K 0.01%
498
+4
+0.8% +$159
GGM
624
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$19K 0.01%
845
– –
FHK
625
DELISTED
First Trust Hong Kong AlphaDEX Fund
FHK
$19K 0.01%
+448
New +$18.1K
23 24
25
26 27

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EL
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PGF
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SM
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BA
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HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Management held 1,183 positions worth $133M, up 8.8% from $122M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $7.59M of net new capital in Q1 2015, opening 129 new positions and adding to 270 existing holdings. Its largest new stake was Burlington: 14,000 shares worth $831K.

By sector, the portfolio is most concentrated in Healthcare at 8.2% of assets, up from 6.1% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was First Trust Financials AlphaDEX Fund, an estimated $1.19M trimmed.

  • B. Riley Wealth Management's largest Q1 2015 buy was Burlington: 14,000 shares worth $831K.
  • B. Riley Wealth Management added most to First Trust Energy AlphaDEX Fund in Q1 2015, an estimated $1.01M increase.
  • B. Riley Wealth Management's biggest Q1 2015 reduction was First Trust Financials AlphaDEX Fund, cutting an estimated $1.19M.
  • B. Riley Wealth Management fully exited Amedisys in Q1 2015, selling an estimated $789K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $133M portfolio in Q1 2015.
  • B. Riley Wealth Management opened 129 new positions and closed 125 in Q1 2015.
  • B. Riley Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $133M.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.