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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
476
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$36K 0.03%
323
– –
IT icon
477
Gartner
IT
$12.4B
$36K 0.03%
500
– –
MINT icon
478
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$36K 0.03%
360
+107
+42% +$10.9K
NIE
479
Virtus Equity & Convertible Income Fund
NIE
$731M
$36K 0.03%
1,850
– –
TEX icon
480
Terex
TEX
$7.55B
$36K 0.03%
250
-1,450
-85% -$53K
WIN
481
DELISTED
Windstream Holdings Inc
WIN
$36K 0.03%
437
+64
+17% +$5.48K
BANX
482
ArrowMark Financial
BANX
$199M
$35K 0.03%
1,429
+8
+0.6% +$203
BIT icon
483
BlackRock Multi-Sector Income Trust
BIT
$698M
$35K 0.03%
2,000
– –
GD icon
484
General Dynamics
GD
$104B
$35K 0.03%
278
+2
+0.7% +$243
VOD icon
485
Vodafone
VOD
$36.3B
$35K 0.03%
1,073
-31
-3% -$1.03K
WMT icon
486
Walmart Inc
WMT
$888B
$35K 0.03%
1,800
-8,016
-82% -$202K
ARR
487
Armour Residential REIT
ARR
$2.33B
$34K 0.03%
225
-50
-18% -$8.4K
BKNG icon
488
Booking.com
BKNG
$151B
$34K 0.03%
750
– –
OKE icon
489
Oneok
OKE
$55.2B
$34K 0.03%
531
-2,571
-83% -$172K
RRGB icon
490
Red Robin
RRGB
$149M
$34K 0.03%
600
– –
RWO icon
491
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$34K 0.03%
785
– –
TEVA icon
492
Teva Pharmaceuticals
TEVA
$40.1B
$34K 0.03%
713
-1,627
-70% -$86.2K
UTF icon
493
Cohen & Steers Infrastructure Fund
UTF
$3.08B
$34K 0.03%
1,500
– –
WNRL
494
DELISTED
Western Refining Logistics, LP
WNRL
$34K 0.03%
1,000
+200
+25% +$6.66K
INXX
495
DELISTED
Columbia India Infrastructure ETF
INXX
$34K 0.03%
2,666
– –
HTS
496
DELISTED
HATTERAS FINANCIAL CORP
HTS
$34K 0.03%
1,911
-200
-9% -$3.88K
ISH
497
DELISTED
INTL SHIPHOLDING CORP
ISH
$34K 0.03%
1,920
+23
+1% +$487
BIIB icon
498
Biogen
BIIB
$30.8B
$33K 0.02%
100
-679
-87% -$224K
EWA icon
499
iShares MSCI Australia ETF
EWA
$1.44B
$33K 0.02%
1,404
– –
IEP icon
500
Icahn Enterprises
IEP
$5.19B
$33K 0.02%
321
+51
+19% +$5.42K
18 19
20
21 22

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.