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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXD icon
476
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$46K 0.03%
1,389
+700
+102% +$22.3K
NOC icon
477
Northrop Grumman
NOC
$77.1B
$46K 0.03%
393
+3
+0.8% +$363
PKO
478
DELISTED
Pimco Income Opportunity Fund
PKO
$46K 0.03%
1,591
+29
+2% +$835
FBT icon
479
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$45K 0.03%
555
+320
+136% +$24.5K
UYG icon
480
ProShares Ultra Financials
UYG
$828M
$45K 0.03%
2,154
– –
LO
481
DELISTED
LORILLARD INC COM STK
LO
$45K 0.03%
742
+106
+17% +$6.16K
BSV icon
482
Vanguard Short-Term Bond ETF
BSV
$44.7B
$44K 0.03%
552
+528
+2,200% +$42.4K
BX icon
483
Blackstone
BX
$102B
$44K 0.03%
1,371
-407
-23% -$12.6K
FANG icon
484
Diamondback Energy
FANG
$57.1B
$44K 0.03%
500
– –
NFLX icon
485
Netflix
NFLX
$299B
$44K 0.03%
7,000
– –
PKW icon
486
Invesco BuyBack Achievers ETF
PKW
$1.72B
$44K 0.03%
1,000
– –
EGN
487
DELISTED
Energen
EGN
$44K 0.03%
500
-1,000
-67% -$84.1K
HNR
488
DELISTED
Harvest Natural Resources
HNR
$44K 0.03%
2,250
-1,750
-44% -$32.7K
BPZ
489
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$44K 0.03%
14,500
-51,500
-78% -$150K
ACWV icon
490
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
$43K 0.03%
650
+450
+225% +$29.6K
AGG icon
491
iShares Core US Aggregate Bond ETF
AGG
$137B
$43K 0.03%
396
+3
+0.8% +$326
ASH icon
492
Ashland
ASH
$3.33B
$43K 0.03%
818
– –
BMRN icon
493
BioMarin Pharmaceuticals
BMRN
$11.6B
$43K 0.03%
700
– –
PCY icon
494
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$43K 0.03%
1,508
+1,293
+601% +$37.1K
TRN icon
495
Trinity Industries
TRN
$2.49B
$43K 0.03%
1,389
+625
+82% +$17.7K
LVLT
496
DELISTED
Level 3 Communications Inc
LVLT
$43K 0.03%
1,000
– –
ISH
497
DELISTED
INTL SHIPHOLDING CORP
ISH
$43K 0.03%
1,897
+20
+1% +$505
AMCC
498
DELISTED
Applied Micro Circuits Corporation New
AMCC
$43K 0.03%
4,000
– –
EFOR
499
Everforth Inc
EFOR
$1.17B
$42K 0.03%
1,200
+300
+33% +$10.7K
HYD icon
500
VanEck High Yield Muni ETF
HYD
$4.43B
$42K 0.03%
713
-633
-47% -$38.1K
18 19
20
21 22

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.