We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAA icon
26
Under Armour
UAA
$3.04B
$919K 0.68%
26,789
+20,847
+351% +$690K
AMLP icon
27
Alerian MLP ETF
AMLP
$12.9B
$872K 0.65%
9,105
+1,780
+24% +$168K
BKLN icon
28
Invesco Senior Loan ETF
BKLN
$6.97B
$871K 0.65%
35,890
-2,150
-6% -$53K
X
29
DELISTED
US Steel
X
$863K 0.64%
+22,050
New +$773K
SLCA
30
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$847K 0.63%
13,550
+3,350
+33% +$208K
DAL icon
31
Delta Air Lines
DAL
$58.8B
$832K 0.62%
23,019
-4,387
-16% -$168K
NSH
32
DELISTED
NuStar GP Holdings LLC
NSH
$826K 0.61%
19,010
+50
+0.3% +$2.1K
SLB icon
33
SLB Ltd
SLB
$74.2B
$799K 0.59%
7,866
+7,516
+2,147% +$819K
INTC icon
34
Intel
INTC
$435B
$785K 0.58%
22,566
-243
-1% -$8.23K
DVY icon
35
iShares Select Dividend ETF
DVY
$24.1B
$774K 0.57%
10,480
+4,295
+69% +$324K
SWC
36
DELISTED
Stillwater Mining Co
SWC
$746K 0.55%
49,700
-4,000
-7% -$71.8K
ATVI
37
DELISTED
Activision Blizzard
ATVI
$745K 0.55%
35,875
+35,700
+20,400% +$811K
SPY icon
38
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$736K 0.55%
3,736
+51
+1% +$10.1K
FXN icon
39
First Trust Energy AlphaDEX Fund
FXN
$371M
$727K 0.54%
28,151
-36,475
-56% -$1.03M
MDY icon
40
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$705K 0.52%
2,828
-59
-2% -$15.1K
GARS
41
DELISTED
Garrison Capital Inc.
GARS
$690K 0.51%
47,745
+16,435
+52% +$241K
EPD icon
42
Enterprise Products Partners
EPD
$83.6B
$680K 0.51%
16,894
+182
+1% +$7.14K
C icon
43
Citigroup
C
$222B
$663K 0.49%
12,800
+1,858
+17% +$93.4K
MEMP
44
DELISTED
Memorial Production Partners LP Common Units
MEMP
$655K 0.49%
29,800
+5,500
+23% +$127K
QQEW icon
45
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$650K 0.48%
+16,242
New +$646K
XLI icon
46
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$645K 0.48%
12,152
+10,601
+683% +$569K
KMI.WS
47
DELISTED
Kinder Morgan Inc
KMI.WS
$609K 0.45%
167,364
-8,576
-5% -$28.9K
HYLD
48
DELISTED
High Yield ETF
HYLD
$608K 0.45%
12,135
+7,283
+150% +$380K
OSK icon
49
Oshkosh
OSK
$9.51B
$587K 0.44%
13,300
-200
-1% -$9.95K
XOM icon
50
ExxonMobil
XOM
$634B
$586K 0.44%
6,239
+407
+7% +$40.5K
1
2
3 4 5

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.