B. Riley Wealth Management’s Invesco Senior Loan ETF BKLN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-16,172	Closed	-$352K	–	396
2020 Q3	$352K	Buy	+16,172	New	+$351K	0.04%	278
2020 Q2	–	Sell	-15,470	Closed	-$317K	–	438
2020 Q1	$317K	Buy	+15,470	New	+$337K	0.03%	345
2016 Q1	–	Sell	-10,575	Closed	-$236K	–	135
2015 Q4	$236K	Sell	10,575 -15,470	-59%	-$352K	0.3%	124
2015 Q3	$600K	Hold	26,045	–	–	0.85%	31
2015 Q2	$619K	Sell	26,045 -238	-0.9%	-$5.73K	0.49%	37
2015 Q1	$633K	Sell	26,283 -200	-0.8%	-$4.81K	0.48%	45
2014 Q4	$636K	Sell	26,483 -9,407	-26%	-$228K	0.52%	40
2014 Q3	$871K	Sell	35,890 -2,150	-6%	-$53K	0.65%	28
2014 Q2	$946K	Buy	38,040 +10,475	+38%	+$260K	0.61%	28
2014 Q1	$684K	Buy	+27,565	New	+$686K	0.51%	32