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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.26%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
–
Cap. Flow
+$134M
Cap. Flow %
98.79%
Top 10 Hldgs %
16.08%
Holding
1,091
New
1,087
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$2.81M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$2.79M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.65M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$2.19M
5
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$2.18M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 11.11%
2 Industrials 7.44%
3 Technology 7.21%
4 Healthcare 6.97%
5 Financials 6.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNQI icon
26
Invesco NASDAQ Internet ETF
PNQI
$534M
$863K 0.64%
+65,430
New +$909K
MDY icon
27
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$831K 0.61%
+3,316
New +$813K
MET icon
28
MetLife
MET
$62.4B
$830K 0.61%
+17,647
New +$811K
GOOG icon
29
Alphabet (Google) Class C
GOOG
$4.15T
$816K 0.6%
+29,390
New +$856K
RHT
30
DELISTED
Red Hat Inc
RHT
$811K 0.6%
+15,300
New +$882K
INTC icon
31
Intel
INTC
$426B
$691K 0.51%
+26,764
New +$668K
BKLN icon
32
Invesco Senior Loan ETF
BKLN
$6.97B
$684K 0.5%
+27,565
New +$686K
FDN icon
33
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.06B
$677K 0.5%
+11,472
New +$706K
BA icon
34
Boeing
BA
$171B
$662K 0.49%
+5,276
New +$687K
PEJ icon
35
Invesco Leisure and Entertainment ETF
PEJ
$264M
$645K 0.48%
+18,878
New +$640K
NSH
36
DELISTED
NuStar GP Holdings LLC
NSH
$623K 0.46%
+18,310
New +$557K
PG icon
37
Procter & Gamble
PG
$337B
$614K 0.45%
+7,619
New +$600K
KMP
38
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$598K 0.44%
+8,085
New +$628K
CSCO icon
39
Cisco
CSCO
$451B
$580K 0.43%
+25,869
New +$572K
IBM icon
40
IBM
IBM
$216B
$580K 0.43%
+3,153
New +$555K
META icon
41
Meta Platforms (Facebook)
META
$1.51T
$566K 0.42%
+9,398
New +$596K
VIS icon
42
Vanguard Industrials ETF
VIS
$8.03B
$558K 0.41%
+5,550
New +$547K
SBUX icon
43
Starbucks
SBUX
$118B
$553K 0.41%
+15,080
New +$558K
XLY icon
44
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22B
$553K 0.41%
+17,074
New +$557K
XLF icon
45
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$549K 0.41%
+28,017
New +$535K
EPD icon
46
Enterprise Products Partners
EPD
$83.7B
$547K 0.4%
+15,786
New +$523K
FXR icon
47
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$543K 0.4%
+18,399
New +$525K
XOM icon
48
ExxonMobil
XOM
$649B
$542K 0.4%
+5,548
New +$529K
XLB icon
49
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$536K 0.4%
+22,690
New +$522K
PM icon
50
Philip Morris
PM
$310B
$529K 0.39%
+6,467
New +$523K
1
2
3 4 5

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2014 Portfolio in Review

Q1 2014 is the first quarter with a 13F filing on record for B. Riley Wealth Management, which disclosed 1,091 positions worth $135M. Its ten largest holdings account for 16% of the portfolio.

Its largest position is First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, followed by Industrials and Technology.

  • B. Riley Wealth Management's largest Q1 2014 buy was First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $135M portfolio in Q1 2014.
  • B. Riley Wealth Management disclosed 1,091 positions in Q1 2014, its first 13F filing on record.

Based on B. Riley Wealth Management's 13F filing for Q1 2014, filed 12 Jun 2014.