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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRF
401
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$72K 0.05%
720
+167
+30% +$16.2K
TWX
402
DELISTED
Time Warner Inc
TWX
$72K 0.05%
1,031
+34
+3% +$2.23K
NSLP
403
DELISTED
NEW SOURCE ENERGY PARTNERS L P COM UNIT REPST LTD
NSLP
$72K 0.05%
3,010
+2,010
+201% +$46.8K
DINO icon
404
HF Sinclair
DINO
$16.2B
$70K 0.05%
1,611
-1,392
-46% -$68.3K
COW
405
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$70K 0.05%
2,130
– –
IWY icon
406
iShares Russell Top 200 Growth ETF
IWY
$15.2B
$69K 0.04%
1,450
– –
KR icon
407
Kroger
KR
$36.7B
$69K 0.04%
+2,800
New +$65.2K
TEX icon
408
Terex
TEX
$7.37B
$69K 0.04%
1,700
– –
LGCY
409
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$69K 0.04%
2,220
+450
+25% +$12.5K
BCE icon
410
BCE
BCE
$20.8B
$68K 0.04%
1,516
-93
-6% -$4.19K
MDT icon
411
Medtronic
MDT
$112B
$68K 0.04%
1,067
-4,150
-80% -$252K
IVW icon
412
iShares S&P 500 Growth ETF
IVW
$70.5B
$67K 0.04%
2,564
-10,572
-80% -$268K
MITT
413
TPG Mortgage Investment Trust
MITT
$228M
$67K 0.04%
1,189
-114
-9% -$6.28K
SDRL
414
DELISTED
Seadrill Limited Common Stock
SDRL
$67K 0.04%
6
-5
-45% -$48.8K
RSPH icon
415
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$773M
$66K 0.04%
5,360
-5,000
-48% -$59.2K
NFX
416
DELISTED
Newfield Exploration
NFX
$66K 0.04%
+1,500
New +$53.8K
IGE icon
417
iShares North American Natural Resources ETF
IGE
$733M
$65K 0.04%
1,318
– –
OUTR
418
DELISTED
OUTERWALL INC
OUTR
$65K 0.04%
1,100
– –
KOG
419
DELISTED
KODIAK OIL & GAS CORP
KOG
$65K 0.04%
4,500
– –
AXP icon
420
American Express
AXP
$224B
$64K 0.04%
680
– –
FRI icon
421
First Trust S&P REIT Index Fund
FRI
$193M
$64K 0.04%
3,171
– –
CPB icon
422
Campbell Soup
CPB
$6.85B
$63K 0.04%
1,390
– –
LDP icon
423
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$63K 0.04%
2,500
-2,000
-44% -$49.2K
ICPT
424
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$63K 0.04%
270
-5
-2% -$1.32K
AEC
425
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$63K 0.04%
3,498
+39
+1% +$674
15 16
17
18 19

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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.