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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$904M
AUM Growth
+$48.2M
Cap. Flow
-$6.4M
Cap. Flow %
-0.71%
Top 10 Hldgs %
25.44%
Holding
486
New
54
Increased
170
Reduced
163
Closed
64

Top Buys

Rank Stock Value
1
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$6.42M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.85M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.88M
4
PARA
Paramount Global Class B
PARA
+$2.77M
5
JPM icon
JPMorgan Chase
JPM
+$2.33M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$6.46M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.94M
3
GLD icon
SPDR Gold Trust
GLD
+$4.75M
4
FNI
First Trust Chindia ETF
FNI
+$4.66M
5
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.55%
2 Consumer Discretionary 8.37%
3 Healthcare 8.15%
4 Communication Services 7.52%
5 Real Estate 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXC
251
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$449K 0.05%
26,626
– –
FTLS icon
252
First Trust Long/Short Equity ETF
FTLS
$2.49B
$448K 0.05%
9,215
+1,083
+13% +$51.4K
NIO icon
253
NIO
NIO
$11.9B
$445K 0.05%
8,369
-51
-0.6% -$2.04K
AZO icon
254
AutoZone
AZO
$48.8B
$443K 0.05%
+297
New +$431K
XLP icon
255
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$443K 0.05%
6,332
+376
+6% +$26.3K
QED
256
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
$438K 0.05%
18,328
+5,380
+42% +$127K
LH icon
257
Labcorp
LH
$24.9B
$437K 0.05%
1,843
-31
-2% -$7.06K
NET icon
258
Cloudflare
NET
$100B
$435K 0.05%
4,106
-3,631
-47% -$301K
FLNA
259
Filana Therapeutics
FLNA
$49.8M
$432K 0.05%
5,061
+226
+5% +$12.1K
VTR icon
260
Ventas
VTR
$46.6B
$431K 0.05%
7,542
-350
-4% -$19.5K
NPCT icon
261
Nuveen Core Plus Impact Fund
NPCT
$281M
$427K 0.05%
+22,000
New +$429K
ARKW icon
262
ARK Web x.0 ETF
ARKW
$1.75B
$426K 0.05%
2,766
+913
+49% +$131K
SE icon
263
Sea Limited
SE
$68.1B
$423K 0.05%
1,541
+301
+24% +$76.4K
FIV
264
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$417K 0.05%
43,779
-75,978
-63% -$717K
IVV icon
265
iShares Core S&P 500 ETF
IVV
$900B
$415K 0.05%
966
– –
IRM icon
266
Iron Mountain
IRM
$36.9B
$414K 0.05%
9,771
+800
+9% +$33.6K
HYI
267
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$408K 0.05%
26,000
+6,870
+36% +$106K
LMND icon
268
Lemonade
LMND
$4.1B
$399K 0.04%
3,651
-600
-14% -$54.5K
MDB icon
269
MongoDB
MDB
$28.8B
$391K 0.04%
1,081
-44
-4% -$13.6K
DNOV icon
270
FT Vest US Equity Deep Buffer ETF November
DNOV
$400M
$386K 0.04%
11,149
– –
PTLC icon
271
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$383K 0.04%
9,750
– –
POCT icon
272
Innovator US Equity Power Buffer ETF October
POCT
$971M
$381K 0.04%
13,091
-1,660
-11% -$47.9K
QSR icon
273
Restaurant Brands International
QSR
$25.3B
$379K 0.04%
5,880
+2
+0% +$135
FNOV icon
274
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
$378K 0.04%
10,000
– –
W icon
275
Wayfair
W
$15.3B
$378K 0.04%
1,197
+23
+2% +$7.21K
9 10
11
12 13

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2021 Portfolio in Review

As of Q2 2021, B. Riley Wealth Management held 486 positions worth $904M, up 5.6% from $856M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management's Q2 2021 filing shows 54 new, 170 increased, 163 reduced and 64 closed positions. Its largest new stake was Invesco DB Commodity Index Tracking Fund: 351,252 shares worth $6.76M. The largest sale was First Trust Value Line Dividend Fund, an estimated $6.46M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Management's largest Q2 2021 buy was Invesco DB Commodity Index Tracking Fund: 351,252 shares worth $6.76M.
  • B. Riley Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2021, an estimated $3.85M increase.
  • B. Riley Wealth Management's biggest Q2 2021 reduction was First Trust Value Line Dividend Fund, cutting an estimated $6.46M.
  • B. Riley Wealth Management fully exited iShares 20+ Year Treasury Bond ETF in Q2 2021, selling an estimated $2.18M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $904M portfolio in Q2 2021.
  • B. Riley Wealth Management opened 54 new positions and closed 64 in Q2 2021.
  • B. Riley Wealth Management's portfolio value rose 5.6% quarter-over-quarter to $904M.

Based on B. Riley Wealth Management's 13F filing for Q2 2021, filed 12 Aug 2021.