B. Riley Wealth Management’s Innovator US Equity Power Buffer ETF October POCT Stock Holding History

B. Riley Wealth Management’s Portfolio POCT Stock Details POCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-13,091	Closed	-$384K	–	683
2021 Q3	$384K	Hold	13,091	–	–	0.03%	392
2021 Q2	$381K	Sell	13,091 -1,660	-11%	-$47.9K	0.04%	272
2021 Q1	$420K	Sell	14,751 -461	-3%	-$12.9K	0.05%	246
2020 Q4	$423K	Sell	15,212 -685	-4%	-$18.6K	0.05%	228
2020 Q3	$420K	Buy	15,897 +197	+1%	+$5.1K	0.05%	254
2020 Q2	$395K	Sell	15,700 -197	-1%	-$4.79K	0.04%	255
2020 Q1	$359K	Sell	15,897 -1,745	-10%	-$42.6K	0.04%	324
2019 Q4	$445K	Hold	17,642	–	–	0.07%	225
2019 Q3	$439K	Buy	17,642 +200	+1%	+$5.01K	0.08%	220
2019 Q2	$437K	Buy	+17,442	New	+$432K	0.07%	225

Other funds holding POCT

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

DHGWA

Dixon Hughes Goodman Wealth Advisors Asheville, North Carolina $349M AUM

GCP

Gill Capital Partners Denver, Colorado $378M AUM 18.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

CHC

City Holding Co Charleston, West Virginia $884M AUM 27.52% 1-Year Est. Return

EWM

Elmwood Wealth Management Berkeley, California $400M AUM 17.81% 1-Year Est. Return

BMD

Better Money Decisions Santa Fe, New Mexico $165M AUM 9.58% 1-Year Est. Return

B. Riley Wealth Management's POCT Position: Q4 2021 in Review

B. Riley Wealth Management sold out of Innovator US Equity Power Buffer ETF October (POCT) in Q4 2021, closing a stake of 13,091 shares — an estimated $384K sold.

B. Riley Wealth Management first reported a position in POCT in Q2 2019 and held it in 10 quarters. The position peaked at $445K in Q4 2019. 79 funds tracked by Wall St. Rank hold POCT as of Q4 2021.

B. Riley Wealth Management reported no remaining Innovator US Equity Power Buffer ETF October position as of Q4 2021 after selling out during the quarter.
B. Riley Wealth Management sold 13,091 Innovator US Equity Power Buffer ETF October shares in Q4 2021, an estimated $384K.
B. Riley Wealth Management first reported a position in Innovator US Equity Power Buffer ETF October in Q2 2019 and held it in 10 quarters.
B. Riley Wealth Management's Innovator US Equity Power Buffer ETF October position peaked at $445K in Q4 2019.
79 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF October as of Q4 2021.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.