BRWM
POCT icon

B. Riley Wealth Management’s Innovator US Equity Power Buffer ETF October POCT Stock Holding History

B. Riley Wealth Management’s Portfolio POCT Stock Details POCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-13,091
Closed -$384K – 683
2021
Q3 		$384K Hold
13,091
– – 0.03% 392
2021
Q2 		$381K Sell
13,091
-1,660
-11% -$47.9K 0.04% 272
2021
Q1 		$420K Sell
14,751
-461
-3% -$12.9K 0.05% 246
2020
Q4 		$423K Sell
15,212
-685
-4% -$18.6K 0.05% 228
2020
Q3 		$420K Buy
15,897
+197
+1% +$5.1K 0.05% 254
2020
Q2 		$395K Sell
15,700
-197
-1% -$4.79K 0.04% 255
2020
Q1 		$359K Sell
15,897
-1,745
-10% -$42.6K 0.04% 324
2019
Q4 		$445K Hold
17,642
– – 0.07% 225
2019
Q3 		$439K Buy
17,642
+200
+1% +$5.01K 0.08% 220
2019
Q2 		$437 Buy
+17,442
New +$432K 0.07% 225

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Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
DHGWA
Dixon Hughes Goodman Wealth Advisors Asheville, North Carolina $349M AUM
GCP
Gill Capital Partners Denver, Colorado $348M AUM 14.74% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
CHC
City Holding Co Charleston, West Virginia $884M AUM 27.52% 1-Year Est. Return
EWM
Elmwood Wealth Management Berkeley, California $400M AUM 17.81% 1-Year Est. Return
BMD
Better Money Decisions Santa Fe, New Mexico $165M AUM 9.58% 1-Year Est. Return