B. Riley Wealth Management’s ARK Next Generation Technology ETF ARKW Stock Holding History

B. Riley Wealth Management’s Portfolio ARKW Stock Details ARKW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-4,294	Closed	-$375K	–	760
2022 Q1	$375K	Buy	4,294 +842	+24%	+$76.2K	0.03%	394
2021 Q4	$409K	Buy	3,452 +79	+2%	+$11.2K	0.03%	393
2021 Q3	$468K	Buy	3,373 +607	+22%	+$89.7K	0.04%	349
2021 Q2	$426K	Buy	2,766 +913	+49%	+$131K	0.05%	262
2021 Q1	$273K	Sell	1,853 -1,232	-40%	-$199K	0.03%	312
2020 Q4	$452K	Sell	3,085 -22	-0.7%	-$2.82K	0.06%	215
2020 Q3	$337K	Sell	3,107 -405	-12%	-$41K	0.04%	285
2020 Q2	$298K	Sell	3,512 -3,493	-50%	-$245K	0.03%	301
2020 Q1	$369K	Buy	+7,005	New	+$427K	0.04%	321

Other funds holding ARKW

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

State of Wisconsin Investment Board Madison, Wisconsin $49.6B AUM 39.59% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

HRT Financial New York $54.8B AUM 81.03% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $108B AUM 37.29% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

B. Riley Wealth Management's ARKW Position: Q2 2022 in Review

B. Riley Wealth Management sold out of ARK Next Generation Technology ETF (ARKW) in Q2 2022, closing a stake of 4,294 shares — an estimated $375K sold.

B. Riley Wealth Management first reported a position in ARKW in Q1 2020 and held it in 9 quarters. The position peaked at $468K in Q3 2021. 241 funds tracked by Wall St. Rank hold ARKW as of Q2 2022.

B. Riley Wealth Management reported no remaining ARK Next Generation Technology ETF position as of Q2 2022 after selling out during the quarter.
B. Riley Wealth Management sold 4,294 ARK Next Generation Technology ETF shares in Q2 2022, an estimated $375K.
B. Riley Wealth Management first reported a position in ARK Next Generation Technology ETF in Q1 2020 and held it in 9 quarters.
B. Riley Wealth Management's ARK Next Generation Technology ETF position peaked at $468K in Q3 2021.
241 funds tracked by Wall St. Rank held ARK Next Generation Technology ETF as of Q2 2022.

Based on B. Riley Wealth Management's 13F filing for Q2 2022, filed 9 Sep 2022.