B. Riley Wealth Management’s Nuveen Core Plus Impact Fund NPCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q2	$135	Buy	11,500 +600	+6%	+$7	﹤0.01%	692
2022 Q1	$164K	Sell	10,900 -8,100	-43%	-$122K	0.01%	571
2021 Q4	$348K	Hold	19,000	–	–	0.02%	432
2021 Q3	$371K	Sell	19,000 -3,000	-14%	-$58.6K	0.03%	402
2021 Q2	$427K	Buy	+22,000	New	+$427K	0.05%	261