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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPF icon
251
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$110K 0.09%
3,530
– –
BND icon
252
Vanguard Total Bond Market
BND
$157B
$109K 0.09%
1,324
-5
-0.4% -$412
ENB icon
253
Enbridge
ENB
$119B
$109K 0.09%
2,124
+2,001
+1,627% +$94.2K
HON icon
254
Honeywell
HON
$77B
$109K 0.09%
1,219
– –
WSR
255
DELISTED
Whitestone REIT
WSR
$107K 0.09%
7,104
-1,464
-17% -$21.5K
RDS.B
256
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$107K 0.09%
1,542
+217
+16% +$15.6K
NWLIA
257
DELISTED
NATL WESTN LIFE INS CO CL A
NWLIA
$107K 0.09%
400
– –
NMFC icon
258
New Mountain Finance
NMFC
$651M
$106K 0.09%
7,100
-3,000
-30% -$44.2K
XLY icon
259
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$106K 0.09%
2,958
+1,354
+84% +$46.4K
TYC
260
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$105K 0.09%
2,288
-4,202
-65% -$187K
PWB icon
261
Invesco Large Cap Growth ETF
PWB
$2.29B
$104K 0.09%
3,578
– –
FXZ icon
262
First Trust Materials AlphaDEX Fund
FXZ
$368M
$103K 0.08%
3,282
-41,606
-93% -$1.31M
L icon
263
Loews
L
$23.9B
$103K 0.08%
2,474
– –
VWO icon
264
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$103K 0.08%
2,596
+1
+0% +$41
YELP icon
265
Yelp
YELP
$1.45B
$103K 0.08%
1,900
-500
-21% -$29.6K
AMBA icon
266
Ambarella
AMBA
$3.77B
$101K 0.08%
+2,000
New +$93.4K
SDIV icon
267
Global X SuperDividend ETF
SDIV
$1.22B
$101K 0.08%
1,463
+153
+12% +$10.9K
OXY icon
268
Occidental Petroleum
OXY
$56.8B
$100K 0.08%
1,248
-50
-4% -$4.15K
CWB icon
269
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$99K 0.08%
2,127
+442
+26% +$21.6K
OPK icon
270
Opko Health
OPK
$985M
$99K 0.08%
10,000
+5,000
+100% +$42.8K
NID
271
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$99K 0.08%
7,950
-500
-6% -$6.25K
SHY icon
272
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$98K 0.08%
1,172
+607
+107% +$51.4K
ENLK
273
DELISTED
EnLink Midstream Partners, LP
ENLK
$98K 0.08%
3,400
+700
+26% +$20.2K
CIO
274
DELISTED
City Office REIT
CIO
$97K 0.08%
7,602
-57
-0.7% -$745
PAA icon
275
Plains All American Pipeline
PAA
$17.3B
$97K 0.08%
1,900
+250
+15% +$13.3K
9 10
11
12 13

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EL
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PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.