B. Riley Wealth Management’s NATL WESTN LIFE INS CO CL A NWLIA Stock Holding History

B. Riley Wealth Management’s Portfolio NWLIA Stock Details NWLIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-400	Closed	-$95K	–	1045
2015 Q2	$95K	Hold	400	–	–	0.08%	287
2015 Q1	$101K	Hold	400	–	–	0.08%	285
2014 Q4	$107K	Hold	400	–	–	0.09%	258
2014 Q3	$98K	Hold	400	–	–	0.07%	301
2014 Q2	$99K	Hold	400	–	–	0.06%	351
2014 Q1	$98K	Buy	+400	New	+$98K	0.07%	319

Other funds holding NWLIA

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Nuance Investments Kansas City, Missouri $717M AUM 3.8% 1-Year Est. Return

RAM

RK Asset Management Grosse Pointe Farms, Michigan $106M AUM 0.38% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

B. Riley Wealth Management's NWLIA Position: Q3 2015 in Review

B. Riley Wealth Management sold out of NATL WESTN LIFE INS CO CL A (NWLIA) in Q3 2015, closing a stake of 400 shares — an estimated $95K sold.

B. Riley Wealth Management first reported a position in NWLIA in Q1 2014 and held it in 6 quarters. The position peaked at $107K in Q4 2014. 84 funds tracked by Wall St. Rank hold NWLIA as of Q3 2015.

B. Riley Wealth Management reported no remaining NATL WESTN LIFE INS CO CL A position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 400 NATL WESTN LIFE INS CO CL A shares in Q3 2015, an estimated $95K.
B. Riley Wealth Management first reported a position in NATL WESTN LIFE INS CO CL A in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's NATL WESTN LIFE INS CO CL A position peaked at $107K in Q4 2014.
84 funds tracked by Wall St. Rank held NATL WESTN LIFE INS CO CL A as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.