AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
-1.14%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$2.51B
AUM Growth
+$2.51B
Cap. Flow
-$491M
Cap. Flow %
-19.6%
Top 10 Hldgs %
37.17%
Holding
111
New
6
Increased
9
Reduced
3
Closed
4

Top Buys

1
PCG.PRX
PG&E Corporation 6.000% Series A Mandatory Convertible Preferred Stock
PCG.PRX
$45M
2
BA.PRA
The Boeing Company Depositary Shares, each representing a 1/20th interest in a share of 6.00% Series A Mandatory Convertible Preferred Stock, par value $1.00
BA.PRA
$23.9M
3
BTSGU icon
BrightSpring Health Services, Inc. Tangible Equity Unit
BTSGU
$9.89M
4
SPOT icon
Spotify
SPOT
$7.87M
5
K icon
Kellanova
K
$4.33M

Top Sells

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$235M
2
EXEEZ
Expand Energy Corporation Class B Warrants
EXEEZ
$207M
3
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$109M
4
FLR icon
Fluor
FLR
$15.7M
5
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$14M

Sector Composition

1 Communication Services 1.82%
2 Consumer Discretionary 0.94%
3 Financials 0.85%
4 Industrials 0.54%
5 Technology 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EXEEL
1
Expand Energy Corporation Class C Warrants
EXEEL
$116M 4.59% 1,154,388 -139,709 -11% -$14M
HPE.PRC
2
Hewlett Packard Enterprise Company 7.625% Series C Mandatory Convertible Preferred Stock
HPE.PRC
$1.89B
$85.9M 3.4% 1,800,000 – –
BTSGU icon
3
BrightSpring Health Services, Inc. Tangible Equity Unit
BTSGU
$653M
$75.2M 2.98% 1,140,000 +150,000 +15% +$9.89M
PCG.PRX
4
PG&E Corporation 6.000% Series A Mandatory Convertible Preferred Stock
PCG.PRX
$1.29B
$59.6M 2.36% 1,350,000 +1,020,000 +309% +$45M
NEE.PRS
5
NextEra Energy, Inc. 7.299% Corporate Units
NEE.PRS
$1.93B
$50.2M 1.99% 1,050,000 – –
GTLS.PRB icon
6
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$27.4M 1.08% 500,000 +50,000 +11% +$2.74M
ALB.PRA icon
7
Albemarle Corp Depositary Shares
ALB.PRA
$1.82B
$26.7M 1.06% 750,000 -350,000 -32% -$12.5M
CNK icon
8
Cinemark Holdings
CNK
$2.97B
$24.9M 0.99% 1,000,209 +40,413 +4% +$1.01M
BA.PRA
9
The Boeing Company Depositary Shares, each representing a 1/20th interest in a share of 6.00% Series A Mandatory Convertible Preferred Stock, par value $1.00
BA.PRA
$8.56B
$23.9M 0.95% +400,000 New +$23.9M
CCL icon
10
Carnival Corp
CCL
$43.2B
$19.6M 0.78% 1,004,704 – –
SPOT icon
11
Spotify
SPOT
$140B
$13.8M 0.54% 25,000 +14,300 +134% +$7.87M
FLR icon
12
Fluor
FLR
$6.63B
$13.4M 0.53% 375,318 -438,032 -54% -$15.7M
DFS
13
DELISTED
Discover Financial Services
DFS
$10.7M 0.42% 62,478 – –
EPR.PRC icon
14
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$10.2M 0.4% 440,000 – –
COIN icon
15
Coinbase
COIN
$78.2B
$10.1M 0.4% 58,800 – –
SIRI icon
16
SiriusXM
SIRI
$7.96B
$6.61M 0.26% 293,124 – –
K icon
17
Kellanova
K
$27.6B
$4.33M 0.17% +52,546 New +$4.33M
ETSY icon
18
Etsy
ETSY
$5.25B
$3.5M 0.14% +74,126 New +$3.5M
RPAY icon
19
Repay Holdings
RPAY
$509M
$3.22M 0.13% 578,484 – –
PD icon
20
PagerDuty
PD
$1.54B
$2.98M 0.12% 163,300 – –
ALE icon
21
Allete
ALE
$3.72B
$2.53M 0.1% 38,525 +12,049 +46% +$792K
EPR.PRE icon
22
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$2.09M 0.08% 69,492 +19,492 +39% +$585K
JAZZ icon
23
Jazz Pharmaceuticals
JAZZ
$7.75B
$2.07M 0.08% 16,700 – –
GCMGW icon
24
GCM Grosvenor Inc. Warrant
GCMGW
$34.6M
$1.98M 0.08% 1,151,021 +66,021 +6% +$114K
ITCI
25
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$1.98M 0.08% +15,000 New +$1.98M
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