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AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
+9.33%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
+$605M
Cap. Flow
-$389M
Cap. Flow %
-28.72%
Top 10 Hldgs %
56.57%
Holding
95
New
15
Increased
10
Reduced
4
Closed
9

Top Buys

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$43.7M
2
CNX icon
CNX Resources
CNX
+$15.8M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$15M
4
TDOC icon
Teladoc Health
TDOC
+$8.62M
5
EQT icon
EQT Corp
EQT
+$8.09M

Top Sells

Rank Stock Value
1
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$19.2M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$13.3M
3
NIO icon
NIO
NIO
+$7.85M
4
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
+$5.59M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.16M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Energy 2.74%
3 Materials 1.6%
4 Communication Services 1.54%
5 Healthcare 1.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$84.1M 6.2%
685,000
+385,000
+128% +$43.7M
CFXA
2
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$28.3M 2.08%
175,000
– –
MDB icon
3
MongoDB
MDB
$27.1B
$26.4M 1.94%
73,400
+2,200
+3% +$614K
CNX icon
4
CNX Resources
CNX
$5.3B
$21.4M 1.58%
1,986,000
+1,565,500
+372% +$15.8M
CLF icon
5
Cleveland-Cliffs
CLF
$6.57B
$20.8M 1.54%
1,431,600
– –
CNK icon
6
Cinemark Holdings
CNK
$4.24B
$16.1M 1.19%
926,700
+463,300
+100% +$5.83M
NEE.PRP
7
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$15.3M 1.12%
+300,000
New +$15M
EQT icon
8
EQT Corp
EQT
$33.3B
$14.2M 1.05%
1,120,000
+561,700
+101% +$8.09M
TDOC icon
9
Teladoc Health
TDOC
$1.22B
$10.6M 0.78%
52,800
+42,400
+408% +$8.62M
RPD icon
10
Rapid7
RPD
$645M
$8.67M 0.64%
96,200
– –
WDAY icon
11
Workday
WDAY
$39.6B
$6.85M 0.51%
+28,600
New +$6.43M
TWNKW
12
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$5.95M 0.44%
3,740,000
+60,000
+2% +$70.6K
NEE.PRO
13
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.92M 0.44%
100,000
– –
BURL icon
14
Burlington
BURL
$23.2B
$5.91M 0.44%
+22,600
New +$5.04M
GEN icon
15
Gen Digital
GEN
$16.4B
$5.6M 0.41%
269,400
+193,500
+255% +$3.91M
SOLN
16
DELISTED
The Southern Company
SOLN
$5.19M 0.38%
100,000
-50,000
-33% -$2.52M
DCUE
17
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.02M 0.37%
50,000
– –
SHOP icon
18
Shopify
SHOP
$152B
$4.75M 0.35%
+42,000
New +$4.41M
ZD icon
19
Ziff Davis
ZD
$1.96B
$4.15M 0.31%
+48,875
New +$3.54M
OPENW
20
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
$3.86M 0.28%
+500,000
New +$3.64M
LAZRW
21
DELISTED
Luminar Technologies, Inc. Warrant
LAZRW
$3.43M 0.25%
+200,000
New +$2.63M
ATSG
22
DELISTED
Air Transport Services Group
ATSG
$3.39M 0.25%
108,100
– –
EEFT icon
23
Euronet Worldwide
EEFT
$2.72B
$3.17M 0.23%
21,900
+14,600
+200% +$1.7M
MP.WS
24
DELISTED
MP Materials Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at
MP.WS
$3.07M 0.23%
+200,000
New +$2.07M
PEB icon
25
Pebblebrook Hotel Trust
PEB
$2.15B
$2.88M 0.21%
+153,100
New +$2.48M
1
2 3

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MIM
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AP
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PA
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BG
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Aequim Alternative Investments's Q4 2020 Portfolio in Review

As of Q4 2020, Aequim Alternative Investments held 95 positions worth $1.36B, up 81% from $751M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Aequim Alternative Investments withdrew a net $389M in Q4 2020, closing 9 positions and reducing 4 holdings. Its most notable exit was QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock, an estimated $19.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.4% a quarter earlier, followed by Energy and Materials.

Against the trend, Aequim Alternative Investments opened a new position in NextEra Energy, Inc. 5.279% Corporate Units worth $15.3M.

  • Aequim Alternative Investments's largest Q4 2020 buy was NextEra Energy, Inc. 5.279% Corporate Units: 300,000 shares worth $15.3M.
  • Aequim Alternative Investments added most to PG&E Corporation in Q4 2020, an estimated $43.7M increase.
  • Aequim Alternative Investments's biggest Q4 2020 reduction was Invitae Corporation, cutting an estimated $3.26M.
  • Aequim Alternative Investments fully exited QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock in Q4 2020, selling an estimated $19.2M.
  • Aequim Alternative Investments's ten largest holdings make up 57% of its $1.36B portfolio in Q4 2020.
  • Aequim Alternative Investments opened 15 new positions and closed 9 in Q4 2020.
  • Aequim Alternative Investments's portfolio value rose 81% quarter-over-quarter to $1.36B.

Based on Aequim Alternative Investments's 13F filing for Q4 2020, filed 10 Feb 2021.