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AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
+3.77%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$2.64B
AUM Growth
-$22M
Cap. Flow
-$1.44B
Cap. Flow %
-54.52%
Top 10 Hldgs %
49.24%
Holding
111
New
5
Increased
6
Reduced
2
Closed
6

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$64.7M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$11.3M
3
FLR icon
Fluor
FLR
+$11.1M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$9.99M
5
ATVI
Activision Blizzard
ATVI
+$4.56M

Top Sells

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$85.7M
2
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$26.5M
3
AEP icon
American Electric Power
AEP
+$11.4M
4
BURL icon
Burlington
BURL
+$6.61M
5
UGIC
UGI Corporation
UGIC
+$4.61M

Sector Composition

Rank Sector Weight
1 Energy 2.15%
2 Consumer Discretionary 2.08%
3 Communication Services 0.74%
4 Healthcare 0.63%
5 Technology 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corp Warrants
OXY.WS
$33B
$316M 11.97%
7,328,874
+1,578,874
+27% +$64.7M
EXEEW
2
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$231M 8.78%
2,997,305
– –
EXEEZ
3
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$168M 6.36%
2,295,261
– –
EXEEL
4
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$89.6M 3.4%
1,294,187
– –
NIMC
5
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$87.7M 3.33%
900,000
+112,500
+14% +$11.3M
CNX icon
6
CNX Resources
CNX
$5.06B
$56.7M 2.15%
2,512,300
– –
GTLS.PRB
7
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$49.3M 1.87%
740,000
– –
RBCP
8
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$34.1M 1.29%
310,000
+40,000
+15% +$4.36M
CLVT.PRA
9
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$29.2M 1.11%
1,000,000
– –
F icon
10
Ford
F
$58.5B
$27.8M 1.05%
2,236,900
– –
CCL icon
11
Carnival Corporation Ltd
CCL
$38.1B
$25.5M 0.97%
1,857,900
– –
UGIC
12
DELISTED
UGI Corporation
UGIC
$13.5M 0.51%
237,000
-75,000
-24% -$4.61M
CNK icon
13
Cinemark Holdings
CNK
$4.24B
$12.3M 0.47%
668,900
– –
FLR icon
14
Fluor
FLR
$7.01B
$12.2M 0.46%
+331,267
New +$11.1M
SGEN
15
DELISTED
Seagen Inc. Common Stock
SGEN
$10.6M 0.4%
+50,000
New +$9.99M
ATVI
16
DELISTED
Activision Blizzard
ATVI
$9.36M 0.36%
100,000
+50,000
+100% +$4.56M
EPR.PRC icon
17
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$8.22M 0.31%
440,000
+140,000
+47% +$2.8M
ZD icon
18
Ziff Davis
ZD
$1.96B
$6.81M 0.26%
106,900
– –
BMRN icon
19
BioMarin Pharmaceuticals
BMRN
$11.6B
$3.8M 0.14%
43,000
– –
COIN icon
20
Coinbase
COIN
$38.5B
$2.43M 0.09%
32,375
+2,375
+8% +$200K
BKDT
21
DELISTED
Brookdale Senior Living Inc. 7.00% Tangible Equity Units
BKDT
$2.42M 0.09%
40,000
– –
UBER icon
22
Uber
UBER
$143B
$2.35M 0.09%
51,027
– –
EPR.PRE icon
23
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$113M
$1.28M 0.05%
50,000
– –
CLF icon
24
Cleveland-Cliffs
CLF
$6.57B
$1.14M 0.04%
73,000
– –
ADNT icon
25
Adient
ADNT
$1.65B
$973K 0.04%
26,500
– –
1
2

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MIM
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AP
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PA
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BG
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MS
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TAM
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CIA
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Aequim Alternative Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Aequim Alternative Investments held 111 positions worth $2.64B, down 0.83% from $2.66B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Aequim Alternative Investments withdrew a net $1.44B in Q3 2023, closing 6 positions and reducing 2 holdings. Its most notable exit was EQT Corp, an estimated $85.7M position sold in full.

By sector, the portfolio is most concentrated in Energy at 2.2% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Aequim Alternative Investments opened a new position in Fluor worth $12.2M.

  • Aequim Alternative Investments's largest Q3 2023 buy was Fluor: 331,267 shares worth $12.2M.
  • Aequim Alternative Investments added most to Occidental Petroleum Corp Warrants in Q3 2023, an estimated $64.7M increase.
  • Aequim Alternative Investments's biggest Q3 2023 reduction was UGI Corporation, cutting an estimated $4.61M.
  • Aequim Alternative Investments fully exited EQT Corp in Q3 2023, selling an estimated $85.7M.
  • Aequim Alternative Investments's ten largest holdings make up 49% of its $2.64B portfolio in Q3 2023.
  • Aequim Alternative Investments opened 5 new positions and closed 6 in Q3 2023.
  • Aequim Alternative Investments's portfolio value fell 0.83% quarter-over-quarter to $2.64B.

Based on Aequim Alternative Investments's 13F filing for Q3 2023, filed 15 Nov 2023.