AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
-2.22%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$2.75B
AUM Growth
+$2.75B
Cap. Flow
-$12.4M
Cap. Flow %
-0.45%
Top 10 Hldgs %
45.96%
Holding
115
New
2
Increased
8
Reduced
3
Closed
6

Top Buys

1
NEE.PRS
NextEra Energy, Inc. 7.299% Corporate Units
NEE.PRS
$44.5M
2
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
$9.97M
3
COIN icon
Coinbase
COIN
$8.09M
4
CNX icon
CNX Resources
CNX
$7.18M
5
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$6.11M

Top Sells

1
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$29.7M
2
NEE icon
NextEra Energy, Inc.
NEE
$27.3M
3
F icon
Ford
F
$15.4M
4
UGIC
UGI Corporation
UGIC
$10.1M
5
BMRN icon
BioMarin Pharmaceuticals
BMRN
$3.76M

Sector Composition

1 Energy 2.48%
2 Consumer Discretionary 2.06%
3 Technology 1.13%
4 Industrials 1.11%
5 Financials 0.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$329M 11.98% 8,000,000 – –
EXEEW
2
Expand Energy Corporation Class A Warrants
EXEEW
$203M 7.4% 2,753,916 – –
EXEEZ
3
Expand Energy Corporation Class B Warrants
EXEEZ
$159M 5.77% 2,295,261 – –
EXEEL
4
Expand Energy Corporation Class C Warrants
EXEEL
$84.1M 3.06% 1,294,187 – –
CNX icon
5
CNX Resources
CNX
$4.13B
$68.2M 2.48% 2,807,827 +295,527 +12% +$7.18M
CCL icon
6
Carnival Corp
CCL
$43.2B
$54.9M 2% 2,934,900 -99,000 -3% -$1.85M
RBCP
7
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$53.2M 1.94% 435,000 +50,000 +13% +$6.11M
GTLS.PRB icon
8
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$46.3M 1.69% 815,000 – –
ALB.PRA icon
9
Albemarle Corp Depositary Shares
ALB.PRA
$1.82B
$45.8M 1.66% 1,000,000 +218,000 +28% +$9.97M
NEE.PRS
10
NextEra Energy, Inc. 7.299% Corporate Units
NEE.PRS
$1.93B
$44.5M 1.62% +900,000 New +$44.5M
FLR icon
11
Fluor
FLR
$6.63B
$30.5M 1.11% 700,960 – –
CNK icon
12
Cinemark Holdings
CNK
$2.97B
$17.5M 0.64% 808,251 – –
COIN icon
13
Coinbase
COIN
$78.2B
$15.3M 0.56% 68,800 +36,400 +112% +$8.09M
WDC icon
14
Western Digital
WDC
$27.9B
$11.6M 0.42% 153,200 – –
STX icon
15
Seagate
STX
$35.6B
$9.3M 0.34% 90,100 +10,700 +13% +$1.1M
DFS
16
DELISTED
Discover Financial Services
DFS
$8.83M 0.32% 67,500 -7,500 -10% -$981K
EPR.PRC icon
17
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$8.5M 0.31% 440,000 – –
LSXMA
18
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$5.24M 0.19% 236,700 -113,300 -32% -$2.51M
BTSGU icon
19
BrightSpring Health Services, Inc. Tangible Equity Unit
BTSGU
$653M
$4.71M 0.17% 100,000 – –
ZD icon
20
Ziff Davis
ZD
$1.57B
$3.86M 0.14% 70,100 – –
WOLF icon
21
Wolfspeed
WOLF
$194M
$3.73M 0.14% 163,800 – –
JAZZ icon
22
Jazz Pharmaceuticals
JAZZ
$7.75B
$2.76M 0.1% 25,900 – –
PD icon
23
PagerDuty
PD
$1.54B
$2.6M 0.09% +113,600 New +$2.6M
PSN icon
24
Parsons
PSN
$8.55B
$2.4M 0.09% 29,300 +7,300 +33% +$597K
EPR.PRE icon
25
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$1.39M 0.05% 50,000 – –
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