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AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
+9.62%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$3.8B
AUM Growth
+$596M
Cap. Flow
-$1.85B
Cap. Flow %
-48.58%
Top 10 Hldgs %
35.67%
Holding
153
New
14
Increased
20
Reduced
5
Closed
3

Top Buys

Rank Stock Value
1
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$61.2M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$45M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$43.4M
4
EQT icon
EQT Corp
EQT
+$19M
5
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
+$18.6M

Top Sells

Rank Stock Value
1
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$12.9M
2
SWK icon
Stanley Black & Decker
SWK
+$4.95M
3
DCH
Dauch Corp
DCH
+$2.37M
4
SHOP icon
Shopify
SHOP
+$2.01M
5
POST icon
Post Holdings
POST
+$1.02M

Sector Composition

Rank Sector Weight
1 Energy 3.48%
2 Healthcare 1.32%
3 Consumer Discretionary 1.21%
4 Communication Services 0.92%
5 Financials 0.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$165M 4.35%
1,470,100
+100,000
+7% +$11.2M
EXEEW
2
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$133M 3.5%
2,075,762
+81,328
+4% +$3.97M
EXEEZ
3
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$116M 3.06%
1,952,448
+1,013,483
+108% +$45M
OXY.WS icon
4
Occidental Petroleum Corp Warrants
OXY.WS
$33B
$76M 2%
2,157,924
+1,795,071
+495% +$43.4M
EQT icon
5
EQT Corp
EQT
$33.3B
$65.3M 1.72%
1,897,800
+777,800
+69% +$19M
NIMC
6
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$64.2M 1.69%
+540,000
New +$61.2M
CLVT.PRA
7
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$61.1M 1.61%
900,000
+275,000
+44% +$18.6M
CNX icon
8
CNX Resources
CNX
$5.3B
$58.1M 1.53%
2,803,701
+817,701
+41% +$13.6M
AVTR.PRA
9
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$54.7M 1.44%
528,000
– –
SABRP
10
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$43.9M 1.16%
302,500
– –
EXEEL
11
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$42.8M 1.13%
768,962
+316,744
+70% +$13M
SJIV
12
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$30.2M 0.8%
435,000
+35,000
+9% +$2.12M
UGIC
13
DELISTED
UGI Corporation
UGIC
$29M 0.76%
322,000
– –
BDX icon
14
Becton Dickinson
BDX
$45.6B
$22M 0.58%
84,921
+40,948
+93% +$10.5M
F icon
15
Ford
F
$58.5B
$20M 0.53%
1,183,000
– –
RBCP
16
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$19.9M 0.52%
200,000
+25,000
+14% +$2.5M
IIVI
17
DELISTED
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$17.7M 0.47%
60,000
+20,000
+50% +$5.58M
DHR icon
18
Danaher
DHR
$137B
$17.5M 0.46%
+67,116
New +$16.8M
CNK icon
19
Cinemark Holdings
CNK
$4.24B
$16M 0.42%
926,700
– –
NEE.PRO
20
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.4M 0.41%
250,000
– –
BURL icon
21
Burlington
BURL
$23.2B
$14.2M 0.37%
77,900
+38,500
+98% +$8.44M
KKR icon
22
KKR & Co
KKR
$91.1B
$12.9M 0.34%
220,000
– –
AQNU
23
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$12.4M 0.33%
+250,000
New +$11.6M
NEE.PRP
24
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$10.4M 0.27%
+200,000
New +$10.2M
ZD icon
25
Ziff Davis
ZD
$1.96B
$9.53M 0.25%
98,435
+35,200
+56% +$3.61M
1
2 3 4

Similar funds

SCM
Snyder Capital Management San Francisco, California $5.16B AUM 26.72% 1-Year Est. Return
MIM
Merewether Investment Management Dallas, Texas $5.16B AUM 86.81% 1-Year Est. Return
AP
Antipodes Partners Royal Exchange, Australia $5.19B AUM 36.17% 1-Year Est. Return
PA
Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return
BG
Baupost Group Boston, Massachusetts $5.12B AUM 15.99% 1-Year Est. Return
MS
Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return
TAM
Todd Asset Management Louisville, Kentucky $5.11B AUM 34.73% 1-Year Est. Return
CIA
Choate Investment Advisors Boston, Massachusetts $5.11B AUM 17.2% 1-Year Est. Return

Aequim Alternative Investments's Q1 2022 Portfolio in Review

As of Q1 2022, Aequim Alternative Investments held 153 positions worth $3.8B, up 19% from $3.2B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Aequim Alternative Investments withdrew a net $1.85B in Q1 2022, closing 3 positions and reducing 5 holdings. Its most notable exit was Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Energy at 3.5% of assets, up from 1.8% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Aequim Alternative Investments opened a new position in NiSource Inc. Series A Corporate Units worth $64.2M.

  • Aequim Alternative Investments's largest Q1 2022 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $64.2M.
  • Aequim Alternative Investments added most to Expand Energy Corp Class B Warrants in Q1 2022, an estimated $45M increase.
  • Aequim Alternative Investments's biggest Q1 2022 reduction was Stanley Black & Decker, cutting an estimated $4.95M.
  • Aequim Alternative Investments fully exited Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares in Q1 2022, selling an estimated $12.9M.
  • Aequim Alternative Investments's ten largest holdings make up 36% of its $3.8B portfolio in Q1 2022.
  • Aequim Alternative Investments opened 14 new positions and closed 3 in Q1 2022.
  • Aequim Alternative Investments's portfolio value rose 19% quarter-over-quarter to $3.8B.

Based on Aequim Alternative Investments's 13F filing for Q1 2022, filed 10 May 2022.