AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
+9.62%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$3.8B
AUM Growth
+$3.8B
Cap. Flow
+$356M
Cap. Flow %
9.36%
Top 10 Hldgs %
35.67%
Holding
161
New
14
Increased
20
Reduced
4
Closed
3

Top Buys

1
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$64.2M
2
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$63.2M
3
EXEEZ
Expand Energy Corporation Class B Warrants
EXEEZ
$60.3M
4
EQT icon
EQT Corp
EQT
$26.8M
5
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$18.7M

Top Sells

1
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$12.9M
2
SWK icon
Stanley Black & Decker
SWK
$4.19M
3
AXL icon
American Axle
AXL
$2.37M
4
SHOP icon
Shopify
SHOP
$1.66M
5
COIN icon
Coinbase
COIN
$702K

Sector Composition

1 Energy 3.48%
2 Healthcare 1.32%
3 Consumer Discretionary 1.21%
4 Communication Services 0.92%
5 Financials 0.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$165M 4.35% 1,470,100 +100,000 +7% +$11.2M
EXEEW
2
Expand Energy Corporation Class A Warrants
EXEEW
$133M 3.5% 2,075,762 +81,328 +4% +$5.21M
EXEEZ
3
Expand Energy Corporation Class B Warrants
EXEEZ
$116M 3.06% 1,952,448 +1,013,483 +108% +$60.3M
OXY.WS icon
4
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$76M 2% 2,157,924 +1,795,071 +495% +$63.2M
EQT icon
5
EQT Corp
EQT
$32.4B
$65.3M 1.72% 1,897,800 +777,800 +69% +$26.8M
NIMC
6
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$64.2M 1.69% +540,000 New +$64.2M
CLVT.PRA
7
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$61.1M 1.61% 900,000 +275,000 +44% +$18.7M
CNX icon
8
CNX Resources
CNX
$4.13B
$58.1M 1.53% 2,803,701 +817,701 +41% +$16.9M
AVTR.PRA
9
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$54.7M 1.44% 528,000 – –
SABRP
10
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$43.9M 1.16% 302,500 – –
EXEEL
11
Expand Energy Corporation Class C Warrants
EXEEL
$42.8M 1.13% 768,962 +316,744 +70% +$17.6M
SJIV
12
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$30.2M 0.8% 435,000 +35,000 +9% +$2.43M
UGIC
13
DELISTED
UGI Corporation
UGIC
$29M 0.76% 322,000 – –
BDX icon
14
Becton Dickinson
BDX
$55.3B
$22M 0.58% 82,850 +39,950 +93% +$10.6M
F icon
15
Ford
F
$46.8B
$20M 0.53% 1,183,000 – –
RBCP
16
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$19.9M 0.52% 200,000 +25,000 +14% +$2.49M
IIVI
17
DELISTED
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$17.7M 0.47% 60,000 +20,000 +50% +$5.9M
DHR icon
18
Danaher
DHR
$147B
$17.5M 0.46% +59,500 New +$17.5M
CNK icon
19
Cinemark Holdings
CNK
$2.97B
$16M 0.42% 926,700 – –
NEE.PRO
20
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.4M 0.41% 250,000 – –
BURL icon
21
Burlington
BURL
$18.3B
$14.2M 0.37% 77,900 +38,500 +98% +$7.01M
KKR icon
22
KKR & Co
KKR
$124B
$12.9M 0.34% 220,000 – –
AQNU
23
DELISTED
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$12.4M 0.33% +250,000 New +$12.4M
NEE.PRP
24
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$10.4M 0.27% +200,000 New +$10.4M
ZD icon
25
Ziff Davis
ZD
$1.57B
$9.53M 0.25% 98,435 +35,200 +56% +$3.41M
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