We are live on ! Find out more
AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
-2.06%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
-$124M
Cap. Flow
-$1.39B
Cap. Flow %
-55.48%
Top 10 Hldgs %
46.9%
Holding
108
New
6
Increased
6
Reduced
4
Closed
5

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$22.4M
2
FLR icon
Fluor
FLR
+$13.7M
3
CCL icon
Carnival Corporation Ltd
CCL
+$9.76M
4
NEE icon
NextEra Energy
NEE
+$8.78M
5
WOLF icon
Wolfspeed
WOLF
+$5.18M

Top Sells

Rank Stock Value
1
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$87.7M
2
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$18.5M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$10.6M
4
ATVI
Activision Blizzard
ATVI
+$9.36M
5
F icon
Ford
F
+$5.74M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 2.79%
2 Energy 2%
3 Industrials 1.09%
4 Communication Services 0.58%
5 Technology 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corp Warrants
OXY.WS
$33B
$299M 11.9%
7,900,000
+571,126
+8% +$22.4M
EXEEW
2
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$187M 7.45%
2,753,916
-243,389
-8% -$18.5M
EXEEZ
3
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$145M 5.78%
2,295,261
– –
EXEEL
4
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$76.8M 3.06%
1,294,187
– –
CNX icon
5
CNX Resources
CNX
$5.06B
$50.2M 2%
2,512,300
– –
CCL icon
6
Carnival Corporation Ltd
CCL
$38.1B
$46.9M 1.87%
2,529,900
+672,000
+36% +$9.76M
GTLS.PRB
7
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$41.1M 1.64%
740,000
– –
RBCP
8
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$40.2M 1.6%
310,000
– –
CLVT.PRA
9
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$38.3M 1.52%
1,000,000
– –
FLR icon
10
Fluor
FLR
$7.01B
$27.5M 1.09%
700,960
+369,693
+112% +$13.7M
F icon
11
Ford
F
$58.5B
$21M 0.84%
1,721,538
-515,362
-23% -$5.74M
UGIC
12
DELISTED
UGI Corporation
UGIC
$10.3M 0.41%
174,000
-63,000
-27% -$3.39M
CNK icon
13
Cinemark Holdings
CNK
$4.24B
$9.42M 0.38%
668,900
– –
EPR.PRC icon
14
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$9.37M 0.37%
440,000
– –
NEE icon
15
NextEra Energy
NEE
$181B
$9.35M 0.37%
+154,000
New +$8.78M
WOLF icon
16
Wolfspeed
WOLF
$1.23B
$6.21M 0.25%
+142,800
New +$5.18M
COIN icon
17
Coinbase
COIN
$38.5B
$5.64M 0.22%
32,400
+25
+0.1% +$2.73K
ZD icon
18
Ziff Davis
ZD
$1.96B
$4.71M 0.19%
70,100
-36,800
-34% -$2.33M
BMRN icon
19
BioMarin Pharmaceuticals
BMRN
$11.6B
$4.15M 0.17%
43,000
– –
STX icon
20
Seagate
STX
$194B
$3.57M 0.14%
+41,800
New +$3.12M
BKDT
21
DELISTED
Brookdale Senior Living Inc. 7.00% Tangible Equity Units
BKDT
$3.24M 0.13%
40,000
– –
JAZZ icon
22
Jazz Pharmaceuticals
JAZZ
$15.9B
$3.19M 0.13%
25,900
+19,300
+292% +$2.41M
CLF icon
23
Cleveland-Cliffs
CLF
$6.57B
$1.49M 0.06%
73,000
– –
EPR.PRE icon
24
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$113M
$1.41M 0.06%
50,000
– –
AQNU
25
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$1.11M 0.04%
+50,000
New +$1.05M
1
2

Similar funds

SCM
Snyder Capital Management San Francisco, California $5.16B AUM 26.72% 1-Year Est. Return
MIM
Merewether Investment Management Dallas, Texas $5.16B AUM 86.81% 1-Year Est. Return
AP
Antipodes Partners Royal Exchange, Australia $5.19B AUM 36.17% 1-Year Est. Return
PA
Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return
BG
Baupost Group Boston, Massachusetts $5.12B AUM 15.99% 1-Year Est. Return
MS
Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return
TAM
Todd Asset Management Louisville, Kentucky $5.11B AUM 34.73% 1-Year Est. Return
CIA
Choate Investment Advisors Boston, Massachusetts $5.11B AUM 17.2% 1-Year Est. Return

Aequim Alternative Investments's Q4 2023 Portfolio in Review

As of Q4 2023, Aequim Alternative Investments held 108 positions worth $2.51B, down 4.7% from $2.64B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Aequim Alternative Investments withdrew a net $1.39B in Q4 2023, closing 5 positions and reducing 4 holdings. Its most notable exit was NiSource Inc. Series A Corporate Units, an estimated $87.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 2.8% of assets, up from 2.1% a quarter earlier, followed by Energy and Industrials.

Against the trend, Aequim Alternative Investments opened a new position in NextEra Energy worth $9.35M.

  • Aequim Alternative Investments's largest Q4 2023 buy was NextEra Energy: 154,000 shares worth $9.35M.
  • Aequim Alternative Investments added most to Occidental Petroleum Corp Warrants in Q4 2023, an estimated $22.4M increase.
  • Aequim Alternative Investments's biggest Q4 2023 reduction was Expand Energy Corp Class A Warrants, cutting an estimated $18.5M.
  • Aequim Alternative Investments fully exited NiSource Inc. Series A Corporate Units in Q4 2023, selling an estimated $87.7M.
  • Aequim Alternative Investments's ten largest holdings make up 47% of its $2.51B portfolio in Q4 2023.
  • Aequim Alternative Investments opened 6 new positions and closed 5 in Q4 2023.
  • Aequim Alternative Investments's portfolio value fell 4.7% quarter-over-quarter to $2.51B.

Based on Aequim Alternative Investments's 13F filing for Q4 2023, filed 14 Feb 2024.