AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
+4.99%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$3.46B
AUM Growth
+$3.46B
Cap. Flow
+$108M
Cap. Flow %
3.13%
Top 10 Hldgs %
37.13%
Holding
154
New
4
Increased
16
Reduced
1
Closed
8

Top Buys

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$28.6M
2
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$21.3M
3
DHR icon
Danaher
DHR
$21.1M
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
$12.5M
5
EXEEZ
Expand Energy Corporation Class B Warrants
EXEEZ
$11.5M

Top Sells

1
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$14.1M
2
AQNU
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$3.79M
3
EXPE icon
Expedia Group
EXPE
$3.24M
4
SHOP icon
Shopify
SHOP
$2.19M
5
TDOC icon
Teladoc Health
TDOC
$1.67M

Sector Composition

1 Energy 4.06%
2 Healthcare 1.54%
3 Consumer Discretionary 1.03%
4 Utilities 0.91%
5 Communication Services 0.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$182M 5.27% 1,595,100 +50,000 +3% +$5.71M
EXEEW
2
Expand Energy Corporation Class A Warrants
EXEEW
$180M 5.22% 2,263,262 +137,500 +6% +$11M
EXEEZ
3
Expand Energy Corporation Class B Warrants
EXEEZ
$161M 4.65% 2,107,448 +150,000 +8% +$11.5M
OXY.WS icon
4
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$119M 3.44% 3,000,000 – –
EQT icon
5
EQT Corp
EQT
$32.4B
$91.7M 2.65% 2,249,500 – –
EXEEL
6
Expand Energy Corporation Class C Warrants
EXEEL
$85M 2.46% 1,158,784 +289,822 +33% +$21.3M
NIMC
7
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$64.4M 1.86% 640,000 – –
CNX icon
8
CNX Resources
CNX
$4.13B
$41.4M 1.2% 2,664,801 – –
DHR icon
9
Danaher
DHR
$147B
$40.8M 1.18% 157,800 +81,700 +107% +$21.1M
CLVT.PRA
10
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$38.4M 1.11% 900,000 – –
NEE.PRP
11
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$36.1M 1.04% 725,000 +575,000 +383% +$28.6M
SABRP
12
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$32.1M 0.93% 450,000 +47,500 +12% +$3.39M
SJIV
13
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$29M 0.84% 435,000 – –
UGIC
14
DELISTED
UGI Corporation
UGIC
$24.9M 0.72% 312,000 – –
F icon
15
Ford
F
$46.8B
$23.1M 0.67% 2,064,800 +398,600 +24% +$4.46M
RBCP
16
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$22.9M 0.66% 220,000 +20,000 +10% +$2.08M
AES icon
17
AES
AES
$9.64B
$15.8M 0.46% 700,000 – –
AEP icon
18
American Electric Power
AEP
$59.4B
$15.6M 0.45% 180,000 +20,000 +13% +$1.73M
DTP
19
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$12.5M 0.36% +250,000 New +$12.5M
CNK icon
20
Cinemark Holdings
CNK
$2.97B
$11.2M 0.32% 926,700 – –
BDX icon
21
Becton Dickinson
BDX
$55.3B
$10.1M 0.29% 45,400 +13,000 +40% +$2.9M
IIVI
22
DELISTED
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$9.39M 0.27% 60,000 – –
ATVI
23
DELISTED
Activision Blizzard Inc.
ATVI
$7.95M 0.23% 106,900 – –
BURL icon
24
Burlington
BURL
$18.3B
$7.77M 0.22% 69,400 – –
PR icon
25
Permian Resources
PR
$10B
$7.47M 0.22% 1,098,900 – –
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