AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
+6.77%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$280M
AUM Growth
+$280M
Cap. Flow
+$51.8M
Cap. Flow %
18.51%
Top 10 Hldgs %
68.19%
Holding
47
New
10
Increased
9
Reduced
1
Closed
3

Top Buys

1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$9.99M
2
MDB icon
MongoDB
MDB
$9.7M
3
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$7.9M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$4.87M
5
ARRY
Array Biopharma Inc
ARRY
$4.02M

Top Sells

1
BRS
Bristow Group, Inc.
BRS
$544K
2
PYX
Pyxus International, Inc.
PYX
$247K
3
RRD
RR Donnelley & Sons Co.
RRD
$240K
4
PHIIK
PHI, Inc. Non-Voting Common Stock
PHIIK
$91K

Sector Composition

1 Technology 6.71%
2 Healthcare 5.14%
3 Consumer Discretionary 4.01%
4 Financials 0.74%
5 Industrials 0.66%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CFXA
1
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$9.99M 3.57% +75,000 New +$9.99M
MDB icon
2
MongoDB
MDB
$25.7B
$9.7M 3.47% +66,000 New +$9.7M
DHR.PRA
3
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$7.9M 2.82% +7,500 New +$7.9M
CNP.PRB
4
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$7.4M 2.64% 140,000 – –
XYZ
5
Block, Inc.
XYZ
$48.5B
$5.99M 2.14% 79,900 +22,200 +38% +$1.66M
TDOC icon
6
Teladoc Health
TDOC
$1.37B
$5.66M 2.02% 101,800 +64,900 +176% +$3.61M
ENR.PRA
7
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$4.87M 1.74% +50,000 New +$4.87M
ETSY icon
8
Etsy
ETSY
$5.25B
$4.17M 1.49% 62,000 – –
ARRY
9
DELISTED
Array Biopharma Inc
ARRY
$4.02M 1.44% +165,000 New +$4.02M
SUPN icon
10
Supernus Pharmaceuticals
SUPN
$2.53B
$3.26M 1.16% 93,000 +34,800 +60% +$1.22M
TSLA icon
11
Tesla
TSLA
$1.08T
$3.22M 1.15% 11,500 +1,000 +10% +$280K
I
12
DELISTED
INTELSAT S. A.
I
$2.76M 0.98% +176,000 New +$2.76M
RH icon
13
RH
RH
$4.23B
$2.68M 0.96% 26,000 +6,500 +33% +$669K
ECPG icon
14
Encore Capital Group
ECPG
$963M
$2.06M 0.74% 75,700 +53,000 +233% +$1.44M
RPD icon
15
Rapid7
RPD
$1.34B
$1.85M 0.66% 36,500 +3,300 +10% +$167K
LYV icon
16
Live Nation Entertainment
LYV
$38.6B
$1.61M 0.58% +25,400 New +$1.61M
MNDT
17
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.25M 0.45% +74,500 New +$1.25M
ATSG
18
DELISTED
Air Transport Services Group, Inc.
ATSG
$1.25M 0.45% +54,100 New +$1.25M
LNG icon
19
Cheniere Energy
LNG
$53.1B
$855K 0.31% 12,500 – –
BHC icon
20
Bausch Health
BHC
$2.74B
$823K 0.29% 33,300 – –
TLRY icon
21
Tilray
TLRY
$1.52B
$622K 0.22% 9,500 +5,000 +111% +$327K
MTOR
22
DELISTED
MERITOR, Inc.
MTOR
$509K 0.18% 25,000 – –
JCP
23
DELISTED
J.C. Penney Company, Inc.
JCP
$373K 0.13% 250,000 – –
BBWI icon
24
Bath & Body Works
BBWI
$6.18B
$276K 0.1% 10,000 – –
RRD
25
DELISTED
RR Donnelley & Sons Co.
RRD
$248K 0.09% 52,500 -50,911 -49% -$240K
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