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AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$3.2B
AUM Growth
+$611M
Cap. Flow
-$1.69B
Cap. Flow %
-52.65%
Top 10 Hldgs %
42.76%
Holding
129
New
18
Increased
16
Reduced
–
Closed
8

Top Buys

Rank Stock Value
1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$63.9M
2
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
+$56.2M
3
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$43.3M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$38.5M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$25.7M

Top Sells

Rank Stock Value
1
WDAY icon
Workday
WDAY
+$12.1M
2
AES icon
AES
AES
+$11.5M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$11.1M
4
LNG icon
Cheniere Energy
LNG
+$3.52M
5
GIG
GigCapital4, Inc. Common stock
GIG
+$1.97M

Sector Composition

Rank Sector Weight
1 Energy 1.82%
2 Consumer Discretionary 1.54%
3 Financials 1.15%
4 Communication Services 0.88%
5 Healthcare 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$158M 4.95%
1,370,100
– –
EXEEW
2
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$79.7M 2.49%
1,994,434
+1,132,154
+131% +$43.3M
AVTR.PRA
3
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$68.2M 2.13%
+528,000
New +$63.9M
CLVT.PRA
4
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$56.8M 1.77%
+625,000
New +$56.2M
SABRP
5
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$34.7M 1.08%
+302,500
New +$38.5M
UGIC
6
DELISTED
UGI Corporation
UGIC
$33.8M 1.06%
322,000
+60,000
+23% +$6.15M
EXEEZ
7
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$33.7M 1.05%
938,965
+749,718
+396% +$25.7M
CNX icon
8
CNX Resources
CNX
$4.9B
$27.3M 0.85%
1,986,000
– –
F icon
9
Ford
F
$59.3B
$24.6M 0.77%
1,183,000
– –
EQT icon
10
EQT Corp
EQT
$33B
$24.4M 0.76%
1,120,000
– –
SJIV
11
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$22.3M 0.7%
400,000
– –
RBCP
12
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$18.4M 0.57%
+175,000
New +$19.5M
NEE.PRO
13
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$17M 0.53%
250,000
– –
SWK icon
14
Stanley Black & Decker
SWK
$14.4B
$17M 0.53%
90,000
+14,500
+19% +$2.68M
KKR icon
15
KKR & Co
KKR
$90.7B
$16.4M 0.51%
+220,000
New +$16.2M
SHOP icon
16
Shopify
SHOP
$159B
$16.3M 0.51%
118,500
– –
CNK icon
17
Cinemark Holdings
CNK
$4.19B
$14.9M 0.47%
926,700
– –
EXEEL
18
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$14.6M 0.46%
452,218
+9,884
+2% +$306K
APTV.PRA
19
DELISTED
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$12.9M 0.4%
+70,000
New +$13.1M
COIN icon
20
Coinbase
COIN
$43.1B
$11.5M 0.36%
45,600
+8,500
+23% +$2.47M
BURL icon
21
Burlington
BURL
$23.4B
$11.5M 0.36%
39,400
– –
IIVI
22
DELISTED
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$11.3M 0.35%
+40,000
New +$10.6M
BDX icon
23
Becton Dickinson
BDX
$45.6B
$10.8M 0.34%
43,973
+9,328
+27% +$2.23M
TDOC icon
24
Teladoc Health
TDOC
$1.2B
$8.9M 0.28%
96,901
+901
+0.9% +$108K
ZD icon
25
Ziff Davis
ZD
$1.94B
$7.01M 0.22%
63,235
+1,250
+2% +$148K
1
2 3

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MIM
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AP
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PA
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BG
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MS
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TAM
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CIA
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Aequim Alternative Investments's Q4 2021 Portfolio in Review

As of Q4 2021, Aequim Alternative Investments held 129 positions worth $3.2B, up 24% from $2.59B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Aequim Alternative Investments withdrew a net $1.69B in Q4 2021, closing 8 positions. Its most notable exit was Workday, an estimated $12.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 1.8% of assets, down from 2.3% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Aequim Alternative Investments opened a new position in Avantor, Inc. Series A Mandatory Convertible Preferred Stock worth $68.2M.

  • Aequim Alternative Investments's largest Q4 2021 buy was Avantor, Inc. Series A Mandatory Convertible Preferred Stock: 528,000 shares worth $68.2M.
  • Aequim Alternative Investments added most to Expand Energy Corp Class A Warrants in Q4 2021, an estimated $43.3M increase.
  • Aequim Alternative Investments fully exited Workday in Q4 2021, selling an estimated $12.1M.
  • Aequim Alternative Investments's ten largest holdings make up 43% of its $3.2B portfolio in Q4 2021.
  • Aequim Alternative Investments opened 18 new positions and closed 8 in Q4 2021.
  • Aequim Alternative Investments's portfolio value rose 24% quarter-over-quarter to $3.2B.

Based on Aequim Alternative Investments's 13F filing for Q4 2021, filed 9 Feb 2022.