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AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
+3.52%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$3.68B
AUM Growth
+$216M
Cap. Flow
+$2.3B
Cap. Flow %
62.65%
Top 10 Hldgs %
41.92%
Holding
138
New
79
Increased
16
Reduced
5
Closed
5

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$110M
2
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$64.5M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$29.6M
4
PCGU
PG&E Corporation
PCGU
+$23.7M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$15.7M

Top Sells

Rank Stock Value
1
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$12.5M
2
AES icon
AES
AES
+$11.6M
3
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$9.39M
4
WOLF icon
Wolfspeed
WOLF
+$2.27M
5
AEP icon
American Electric Power
AEP
+$2.05M

Sector Composition

Rank Sector Weight
1 Energy 3.66%
2 Healthcare 1.54%
3 Consumer Discretionary 1.19%
4 Utilities 0.62%
5 Communication Services 0.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXEEW
1
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$252M 6.87%
2,997,305
+734,043
+32% +$64.5M
PCGU
2
DELISTED
PG&E Corporation
PCGU
$242M 6.57%
1,770,100
+175,000
+11% +$23.7M
OXY.WS icon
3
Occidental Petroleum Corp Warrants
OXY.WS
$33B
$222M 6.03%
5,375,000
+2,375,000
+79% +$110M
EXEEZ
4
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$185M 5.04%
2,293,953
+186,505
+9% +$15.7M
EXEEL
5
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$95.7M 2.6%
1,237,449
+78,665
+7% +$6.38M
EQT icon
6
EQT Corp
EQT
$33.3B
$79.4M 2.16%
2,347,900
+98,400
+4% +$3.95M
NIMC
7
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$66.8M 1.82%
640,000
– –
NEE.PRP
8
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$49.4M 1.34%
975,000
+250,000
+34% +$12.5M
CNX icon
9
CNX Resources
CNX
$5.06B
$44.9M 1.22%
2,664,801
– –
SABRP
10
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$43.3M 1.18%
515,000
+65,000
+14% +$4.99M
DHR icon
11
Danaher
DHR
$137B
$41.9M 1.14%
177,998
– –
CLVT.PRA
12
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$37.9M 1.03%
1,000,000
+100,000
+11% +$4.2M
SJIV
13
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$34.5M 0.94%
500,000
+65,000
+15% +$4.46M
GTLS.PRB
14
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$30.4M 0.83%
+600,000
New +$29.6M
UGIC
15
DELISTED
UGI Corporation
UGIC
$27M 0.73%
312,000
– –
F icon
16
Ford
F
$58.5B
$24M 0.65%
2,064,800
– –
RBCP
17
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$22.6M 0.61%
220,000
– –
AEP icon
18
American Electric Power
AEP
$69.6B
$15M 0.41%
157,500
-22,500
-13% -$2.05M
KKR.PRC
19
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$14.3M 0.39%
+250,000
New +$15.1M
BURL icon
20
Burlington
BURL
$23.2B
$14.1M 0.38%
69,400
– –
BDX icon
21
Becton Dickinson
BDX
$45.6B
$11.5M 0.31%
45,400
– –
PR
22
Permian Resources
PR
$17.8B
$10.3M 0.28%
1,098,900
– –
ATVI
23
DELISTED
Activision Blizzard
ATVI
$8.71M 0.24%
113,750
+6,850
+6% +$509K
ZD icon
24
Ziff Davis
ZD
$1.96B
$8.46M 0.23%
106,900
+16,300
+18% +$1.31M
CNK icon
25
Cinemark Holdings
CNK
$4.24B
$8.03M 0.22%
926,700
– –
1
2 3

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MIM
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AP
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PA
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BG
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MS
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TAM
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CIA
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Aequim Alternative Investments's Q4 2022 Portfolio in Review

As of Q4 2022, Aequim Alternative Investments held 138 positions worth $3.68B, up 6.2% from $3.46B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Aequim Alternative Investments deployed $2.3B of net new capital in Q4 2022, opening 79 new positions and adding to 16 existing holdings. Its largest new stake was Chart Industries 6.75% Series B Preferred Stock: 600,000 shares worth $30.4M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 4.1% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was AES, an estimated $11.6M trimmed.

  • Aequim Alternative Investments's largest Q4 2022 buy was Chart Industries 6.75% Series B Preferred Stock: 600,000 shares worth $30.4M.
  • Aequim Alternative Investments added most to Occidental Petroleum Corp Warrants in Q4 2022, an estimated $110M increase.
  • Aequim Alternative Investments's biggest Q4 2022 reduction was AES, cutting an estimated $11.6M.
  • Aequim Alternative Investments fully exited DTE Energy Company 2019 Corporate Units in Q4 2022, selling an estimated $12.5M.
  • Aequim Alternative Investments's ten largest holdings make up 42% of its $3.68B portfolio in Q4 2022.
  • Aequim Alternative Investments opened 79 new positions and closed 5 in Q4 2022.
  • Aequim Alternative Investments's portfolio value rose 6.2% quarter-over-quarter to $3.68B.

Based on Aequim Alternative Investments's 13F filing for Q4 2022, filed 14 Feb 2023.